JR
John W. Rubottom
COTTONWOOD CAPITAL ADVISORS
IRVING, TX 75062
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CRD#: 4576246
JR
John William Rubottom JRCOTTONWOOD CAPITAL ADVISORS
Professional summary
John William Rubottom JR, CFP®, who also goes by Jay Rubottom, John Rubottom Jr, is a registered financial advisor currently at COTTONWOOD CAPITAL ADVISORS located in Irving, Texas and ALONGSIDE, LLC located in Irving, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Jay Rubottom | John Rubottom Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed insurance sales, as of 2015, 10% of time spent during business hours, conducted at branch, investment related. 2. Cottonwood Ventures, LLC, doing business as Cottonwood Capital Advisors, Co- owner and managing member a private entity created as the operating for securities, investment advisory, and insurance business, 10% of time spent during business hours, conducted at branch, investment related. Exempt Registered Advisor managing Special Purpose Vehicles and Private Funds less than $100MM in AUM. 3. Algodon Madera Partners, LLC, Co- owner and managing member of a private entity created for investing in real estate as rental properties and oil and gas investments, as of 06/07/2014, 1% of time spent during business hours, conducted at branch, investment related. 4. Webottom Assets LLC, co-owner with spouse and managing member of a private entity created for investing in real estate as rental properties and oil and gas investments, as of 04/29/2011, 5% of time spent during business hours, conducted at branch, investment related. 5. Cottonwood Capital Advisors, ERA; as Principal, Managing Member and General Partner to a private fund, under a special purpose vehicle ('SPV"). Investment related: Yes; Address: 105 Decker Court, Suite 730 Irving, TX 75062. Nature: responsibilities include sourcing opportunities, conducting due diligence, negotiating and monitoring investments, investor communications, and fund administration oversight. The SPV Funds will invest in oil & gas interests, real estate investments, and asset-back lending funds. Compensation may be received from the SPV Funds or their sponsor/manager, including management fees and carried interest. Start Date: 04/20/2026; hours devoted during business hours: 10, hours devoted outside business hours: 0.
CRS (Client Relationship Summary) - RIA
Click below to view John William Rubottom JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
March 29, 2023 - Present
COTTONWOOD CAPITAL ADVISORS
Office #1: 105 Decker Court Suite 730, Irving, TX 75062RIA
CRD#: 322366
IRVING, TX
Current
April 13, 2026 - Present
ALONGSIDE, LLC
Office #1: 105 Decker Ct Suite 730, Irving, TX 75062RIA
CRD#: 333587
Irving, TX
Past
January 14, 2016 - April 3, 2023
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Irving, TX
Past
January 14, 2016 - April 3, 2023
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Irving, TX
Past
March 28, 2013 - January 14, 2016
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
IRVING, TX
Past
March 28, 2013 - January 14, 2016
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
IRVING, TX
Past
June 1, 2009 - April 12, 2013
MORGAN STANLEY
RIA
CRD#: 149777
ARLINGTON, TX
Past
June 1, 2009 - April 12, 2013
MORGAN STANLEY
BD
CRD#: 149777
ARLINGTON, TX
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
ARLINGTON, TX
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ARLINGTON, TX
Past
September 5, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
ARLINGTON, TX
Past
July 30, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
ARLINGTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALONGSIDE, LLC
ABIDING WEALTH PARTNERS | VM WEALTH PARTNERS | LIGHTHOUSE WEALTH PARTNERS | KEIL FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | COTTONWOOD CAPITAL ADVISORS | ALONGSIDE, LLC
CRD#: 333587 / SEC#: 801-131682
RIA
Registered Investment Advisory firm - (1/15/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/29/2023)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AL
ALONGSIDE, LLC
ABIDING WEALTH PARTNERS | VM WEALTH PARTNERS | LIGHTHOUSE WEALTH PARTNERS | KEIL FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | COTTONWOOD CAPITAL ADVISORS | ALONGSIDE, LLC
CRD#: 333587 / SEC#: 801-131682
RIA
Registered Investment Advisory firm - (1/15/2025 Approved)Loading...
Contact information
Main Address
3711 S Mopac Expy Suite 150, Austin, TX 78746
Mailing Address
Phone number
(512) 241-7341
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,903 |
| AUM (Assets Under Management) | $ 878,611,865 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/29/2026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
