Gregory S. Ostrowski

SCARBOROUGH CAPITAL MANAGEMENT

Annapolis, MD 21401

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CRD#: 4576198

Professional summary

Gregory Sigismund Ostrowski, CFP® is a registered financial advisor currently at SCARBOROUGH CAPITAL MANAGEMENT located in Annapolis, Maryland and INDEPENDENT FINANCIAL GROUP, LLC located in Annapolis, Maryland.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Gregory has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/01/2003 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: 20% OWNER AND INVESTMENT ADVISOR REPRESENTATIVE OF SCARBOROUGH CAPITAL MANAGEMENT, AN SEC REGISTERED INVESTMENT ADVISER OFFERING ADVISORY SERVICES. (2) BALLAST PARTNERS LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2016 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: 20% OWNER OF BALLAST PARTNERS, LLC, A BUSINESS PROPERTY. (3) ST MARYS ALUMNI ASSOCIATION POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2014 ADDRESS: 109 Duke of Gloucester St., Annapolis MD 21401, United States DESCRIPTION: BOARD MEMBER AT LARGE FOR ST MARYS ALUMNI ASSOCIATION (4) ANNE ARUNDEL MEDICAL CENTER FOUNDATION POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: 2001 Medical Parkway, Annapolis MD 21401, United States DESCRIPTION: BOARD MEMBER AT LARGE FOR ANNE ARUNDEL MEDICAL CENTER FOUNDATION RENTAL HOMES POSITION: Short-term rental property and beach rental property NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2022 ADDRESS: 405 Monterey Avenue, Annapolis MD 21401, United States DESCRIPTION: Own, maintain properties ST. MARY'S PARISH FINANCE COUNCIL POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2025 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: The St. Mary's Parish Finance Council is a consultative body to aid the Pastor of the parish in financial matters.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Sigismund Ostrowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 15, 2014 - Present

SCARBOROUGH CAPITAL MANAGEMENT

Office #1: 1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

RIA

CRD#: 169517

Annapolis, MD

Current

January 2, 2018 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

RIA

CRD#: 7717

Annapolis, MD

Past

September 11, 2018 - September 12, 2018

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Annapolis, MD

Past

December 19, 2008 - December 31, 2017

SII INVESTMENTS, INC.

CRD#: 2225

ANNAPOLIS, MD

Past

March 24, 2003 - January 29, 2014

SCARBOROUGH CAPITAL MANAGEMENT, INC.

RIA

CRD#: 107402

ANNAPOLIS, MD

Past

February 5, 2003 - December 23, 2008

OSAIC WEALTH, INC.

CRD#: 23131

ANNAPOLIS, MD

Past

October 6, 2002 - January 17, 2003

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2018)

IAR

Alabama
(1/7/2024)

Arizona
(1/2/2018)

IAR

Arizona
(1/24/2024)

California
(1/2/2018)

IAR

California
(1/7/2024)

Colorado
(1/2/2018)

IAR

Colorado
(1/7/2024)

Connecticut
(1/2/2018)

IAR

Connecticut
(1/7/2024)

Delaware
(1/14/2020)

IAR

Delaware
(1/7/2024)

District of Columbia
(1/2/2018)

IAR

District of Columbia
(3/5/2024)

Florida
(1/2/2018)

IAR

Florida
(2/28/2024)

Georgia
(1/2/2018)

IAR

Georgia
(1/9/2024)

Illinois
(1/2/2018)

IAR

Illinois
(1/7/2024)

Indiana
(1/2/2018)

IAR

Indiana
(1/7/2024)

Iowa
(1/2/2018)

Kansas
(1/2/2018)

IAR

Kansas
(1/7/2024)

Kentucky
(1/2/2018)

IAR

Kentucky
(1/7/2024)

Louisiana
(1/2/2018)

IAR

Louisiana
(1/9/2024)

Maine
(1/2/2018)

IAR

Maryland
(1/15/2014)

Maryland
(1/2/2018)

Massachusetts
(1/2/2018)

Michigan
(1/2/2018)

IAR

Michigan
(1/7/2024)

Minnesota
(1/2/2018)

IAR

Minnesota
(1/7/2024)

Mississippi
(1/2/2018)

IAR

Mississippi
(1/7/2024)

Missouri
(1/2/2018)

IAR

Missouri
(2/26/2024)

Nevada
(1/2/2018)

IAR

Nevada
(1/11/2024)

New Hampshire
(1/2/2018)

New Jersey
(1/2/2018)

IAR

New Jersey
(1/8/2024)

New Mexico
(1/2/2018)

New York
(1/2/2018)

IAR

New York
(1/7/2024)

North Carolina
(1/2/2018)

IAR

North Carolina
(1/7/2024)

North Dakota
(1/2/2018)

Ohio
(1/2/2018)

IAR

Ohio
(1/8/2024)

Oklahoma
(1/2/2018)

Oregon
(1/2/2018)

IAR

Oregon
(1/31/2024)

Pennsylvania
(1/2/2018)

IAR

Pennsylvania
(1/7/2024)

South Carolina
(1/2/2018)

IAR

South Carolina
(1/7/2024)

Tennessee
(1/2/2018)

IAR

Texas
(1/15/2014)

Texas
(1/2/2018)

Virginia
(1/2/2018)

IAR

Virginia
(1/7/2024)

Washington
(1/2/2018)

IAR

Washington
(1/7/2024)

West Virginia
(1/2/2018)

Wisconsin
(1/2/2018)

IAR

Wisconsin
(1/7/2024)

Wyoming
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/21/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

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Contact information

Main Address

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

Mailing Address

Phone number

(410) 573-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCM 2025 FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2,056
AUM (Assets Under Management)	$ 1,399,926,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory S. Ostrowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Sigismund Ostrowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

SII INVESTMENTS, INC.

SCARBOROUGH CAPITAL MANAGEMENT, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

SCARBOROUGH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 2/21/2003

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2002

FINRA

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCARBOROUGH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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