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JJ

Jennifer P. Jones

FORESIDE FUND SERVICES
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 4576172
JJ

Professional summary

Jennifer Pich Jones, who also goes by Jennifer Pich Chan, Jennifer Chan Jones, Jennifer Pich Jones, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in San Francisco, California.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2002. Jennifer has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 87, Series 7, Series 26 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Pich Chan | Jennifer Chan Jones | Jennifer Pich Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Pich Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 555 California Street Floor 40, San Francisco, CA 94104
BD
CRD#: 46106
San Francisco, CA
Past

September 29, 2023 - January 30, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
San Francisco, CA
Past

April 14, 2020 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
SAN FRANCISCO, CA
Past

September 18, 2018 - April 8, 2020

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
CHARLOTTE, NC
Past

November 5, 2015 - August 16, 2018

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

March 9, 2004 - April 16, 2007

PACIFIC GROWTH EQUITIES, LLC

BD
CRD#: 24835
SAN FRANCISCO, CA
Past

October 28, 2002 - February 27, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
VANCOUVER, WA
Past

October 14, 2002 - February 27, 2003

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

October 14, 2002 - February 27, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/1/2025)
RR
Alaska
(5/1/2025)
RR
Arizona
(5/1/2025)
RR
Arkansas
(5/1/2025)
RR
California
(5/1/2025)
RR
Colorado
(5/1/2025)
RR
Connecticut
(5/1/2025)
RR
Delaware
(5/1/2025)
RR
District of Columbia
(5/1/2025)
RR
Florida
(5/1/2025)
RR
Georgia
(5/1/2025)
RR
Hawaii
(5/1/2025)
RR
Idaho
(5/1/2025)
RR
Illinois
(5/1/2025)
RR
Indiana
(5/1/2025)
RR
Iowa
(5/1/2025)
RR
Kansas
(5/1/2025)
RR
Kentucky
(5/1/2025)
RR
Louisiana
(5/1/2025)
RR
Maine
(5/1/2025)
RR
Maryland
(5/1/2025)
RR
Massachusetts
(5/1/2025)
RR
Michigan
(5/1/2025)
RR
Minnesota
(5/1/2025)
RR
Mississippi
(5/1/2025)
RR
Missouri
(5/1/2025)
RR
Montana
(5/5/2025)
RR
Nebraska
(5/1/2025)
RR
Nevada
(5/1/2025)
RR
New Hampshire
(5/1/2025)
RR
New Jersey
(5/1/2025)
RR
New Mexico
(5/1/2025)
RR
New York
(5/1/2025)
RR
North Carolina
(5/1/2025)
RR
North Dakota
(5/1/2025)
RR
Ohio
(5/2/2025)
RR
Oklahoma
(5/1/2025)
RR
Oregon
(5/1/2025)
RR
Pennsylvania
(5/1/2025)
RR
Puerto Rico
(5/1/2025)
RR
Rhode Island
(5/1/2025)
RR
South Carolina
(5/1/2025)
RR
South Dakota
(5/1/2025)
RR
Tennessee
(5/1/2025)
RR
Texas
(5/1/2025)
RR
Utah
(5/1/2025)
RR
Vermont
(5/1/2025)
RR
Virgin Islands
(5/1/2025)
RR
Virginia
(5/1/2025)
RR
Washington
(5/1/2025)
RR
West Virginia
(5/1/2025)
RR
Wisconsin
(5/1/2025)
RR
Wyoming
(5/1/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/16/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/25/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/5/2015
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 87
Date: 11/4/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 10/11/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 9/7/2016
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/30/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106San Francisco, CA 94104

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