BM
Brian J. Murphy
GENEOS WEALTH MANAGEMENT
San Gabriel, CA 91775
Some features on this profile are disabled
CRD#: 4576085
BM
Professional summary
Brian Jason Murphy, CFP® is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in San Gabriel, California.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DBA: EH FINANCIAL GROUP INC- non investment related business located at branch location. 2) Independent Rep with various insurance carriers for FIXED INSURANCE SALES - non investment related business done from branch location - start date 06/22 - 0-5 hours a month and during trading hours 3) BMJC Financial - Owner - Holding Company for tax purposes - non-investment related business located at branch location - start date 02-02-18 / 0-5 hours a month - not during trading hours 4) RENTAL PROPERTY INCOME - Owner of non-investment Rental Real Estate done at branch location - start date 01-01-12 - 0-5 hours a month - not during trading hours 4)IDAHO WOLF PACK LLC - Rental Real Estate Member - non-investment related business done from private residence in Boise ID - start date 08-14-18 - 0-5 hours a month - not during trading hours 5) BRUINS OF BOISE LLC - Rental Real Estate Member - non-investment related business done from private residence in Boise ID - start date 06-02-17 - 0-5 hours a month - not during trading hours 6) BRBJ LLC - Rental Real Estate Member - non-investment related business done from private residence in Boise ID - start date 10-21-21 - 0-5 hours a month 7) BMF GARDEN CITY LLC - Rental Real Estate Member non-investment related business done from private residence in Boise ID - start date 02-28-20 - 0-5 hours a month 8) BLEM LLC - Rental Real Estate Member - non-investment related business done from private residence in Boise ID - start date 05-03-19 - 0-5 hours a month - not during trading hours 8) WATCH COLLECTING AND SALES - buying and selling vintage and modern watches - non-investment related business located at branch location - start date - 01-01-23 - 0-5 hours a month - not during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Jason Murphy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Jason Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
December 20, 2022 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 305 N San Marino Ave, San Gabriel, CA 91775RIA
BD
CRD#: 120894
San Gabriel, CA
Current
December 20, 2022 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 305 N San Marino Ave, San Gabriel, CA 91775RIA
BD
CRD#: 120894
San Gabriel, CA
Past
March 2, 2012 - December 7, 2022
OSAIC SERVICES, INC.
RIA
CRD#: 133763
SAN GABRIEL, CA
Past
March 1, 2012 - December 7, 2022
OSAIC SERVICES, INC.
BD
CRD#: 133763
SAN GABRIEL, CA
Past
December 14, 2009 - March 23, 2012
MORGAN STANLEY
RIA
CRD#: 149777
LOS ANGELES, CA
Past
September 28, 2009 - March 23, 2012
MORGAN STANLEY
BD
CRD#: 149777
LOS ANGELES, CA
Past
November 21, 2006 - March 11, 2009
SANDGRAIN SECURITIES LLC
BD
CRD#: 26004
GARDEN CITY, NY
Past
May 27, 2004 - September 26, 2005
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
LOS ANGELES, CA
Past
May 27, 2004 - September 26, 2005
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
October 6, 2002 - June 8, 2004
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SAN DIEGO, CA
Past
September 4, 2002 - June 8, 2004
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/26/2023)
RR
California(12/20/2022)
IAR
California(12/20/2022)
RR
Florida(3/22/2023)
RR
Georgia(1/5/2024)
IAR
Georgia(1/5/2024)
RR
Hawaii(4/17/2023)
RR
Maryland(1/9/2024)
IAR
Maryland(1/9/2024)
IAR
Michigan(2/1/2024)
RR
Michigan(7/2/2025)
RR
Nevada(2/14/2023)
RR
Ohio(1/3/2024)
RR
Rhode Island(1/4/2024)
IAR
Rhode Island(1/4/2024)
RR
South Carolina(1/3/2024)
IAR
Texas(12/21/2022)
RR
Texas(1/13/2023)
RR
Washington(9/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Phone number
(303) 785-8470
Established
Colorado since 04/12/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
200
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
