John B. Childress
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bowles Childress was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 4 firms and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 1980 - May 28, 1991
SERRA SECURITIES
November 7, 1977 - January 17, 1978
JUDY & ROBINSON SECURITIES, INC
October 3, 1973 - January 1, 1976
MISSION SECURITIES, INC.
May 11, 1970 - December 1, 1972
KANSAS-ALEXANDRIA CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 2/21/1974
Financial Principal ExaminationSeries 00
Date: 12/16/1969
General Securities Principal ExaminationCurrent Firm
SERRA SECURITIES
CRD#: 8126 / SEC#: , 8-24606
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
