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Brian S. Weinberg

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CRD#: 4575981
BW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Scott Weinberg was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2003. Brian had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 6, 2017 - March 24, 2017

NETWORK 1 FINANCIAL SECURITIES INC.

BD
CRD#: 13577
SYOSSET, NY
Past

October 10, 2013 - August 22, 2015

SUNSTREET SECURITIES, LLC

BD
CRD#: 143211
GREAT NECK, NY
Past

April 25, 2013 - October 15, 2013

ALLIED MILLENNIAL PARTNERS, LLC

BD
CRD#: 16569
NEW YORK, NY
Past

February 18, 2010 - March 16, 2012

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
WESTBURY, NY
Past

August 25, 2009 - February 22, 2010

FINTEGRA, LLC

BD
CRD#: 16741
WESTBURY, NY
Past

March 12, 2009 - August 25, 2009

AURA FINANCIAL SERVICES, INC.

BD
CRD#: 42822
HUNTINGTON, NY
Past

July 24, 2008 - March 11, 2009

JOHN THOMAS FINANCIAL

BD
CRD#: 40982
BOCA RATON, FL
Past

January 3, 2007 - July 23, 2008

KOVACK SECURITIES INC.

BD
CRD#: 44848
BOCA RATON, FL
Past

August 26, 2005 - December 31, 2006

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
BOCA RATON, FL
Past

December 7, 2004 - August 26, 2005

ANDREW GARRETT INC.

BD
CRD#: 29931
NEW YORK, NY
Past

August 24, 2004 - December 17, 2004

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL
Past

March 18, 2004 - August 24, 2004

S.W. BACH & COMPANY

BD
CRD#: 43522
PORT WASHINGTON, NY
Past

May 14, 2003 - April 30, 2004

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/1/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/15/2012
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/5/2008
General Securities Principal Examination

Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event21
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

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