KG
Kimberly D. Gustafson
KEY INVESTMENT SERVICES LLC
Highlands Ranch, CO 80129
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CRD#: 4575858
KG
Professional summary
Kimberly Dolson Gustafson, who also goes by Kimberly Elaine Armstrong, Kim Elaine Dolson, Kimberly Elaine Dolson, Kim Gustafson, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Highlands Ranch, Colorado.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kimberly has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Elaine Armstrong | Kim Elaine Dolson | Kimberly Elaine Dolson | Kim Gustafson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1Colorado Finacial; not investment related;8400 E Prentice Ave Suite 800 Greenwood Village CO 80111; Insurance sales; started 09/2023-; Life, Health and LTC insurance.;80 hours per week 2) KDG Consulting; 4591 Christensen Circle, Littlton, CO 80123; not investment related; business consulting; Owner; started 12/2021; 3 hours/month (1 hour during security hours); business projects and analysis. 3. K2 Home Lending LLC, not investment related, 4591 Christensen Cir, Littleton, CO 80123, mortgages, owner/sr. loan officer, 1/1/2024, 20 hours/month, 10 securities trading hours/month, originating home loans as a broker.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Dolson Gustafson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Dolson Gustafson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 9309 Dorchester St., Highlands Ranch, CO 80129RIA
BD
CRD#: 136300
Highlands Ranch, CO
Current
August 26, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 9309 Dorchester St., Highlands Ranch, CO 80129RIA
BD
CRD#: 136300
Highlands Ranch, CO
Past
April 9, 2024 - August 22, 2025
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
Greenwood Village, CO
Past
March 26, 2024 - August 22, 2025
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Greenwood Village, CO
Past
August 9, 2004 - May 7, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
AUSTIN, TX
Past
August 9, 2004 - May 7, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
AUSTIN, TX
Past
December 4, 2002 - July 25, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
AUSTIN, TX
Past
November 20, 2002 - July 25, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 20, 2002 - July 25, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/26/2025)
IAR
Colorado(8/26/2025)
RR
Florida(8/26/2025)
RR
Nevada(8/27/2025)
RR
Tennessee(10/22/2025)
RR
Texas(8/26/2025)
RR
Wyoming(8/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
