AC
Alan Chesler
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CRD#: 4575762
AC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Chesler was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2004. Alan had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Alisam Transportation Board memberAttend board meetings Ehrenberg Chesler Interests LLCPrincipalMaintain books & records WFSU LLC Principal Maintain books & records STITC LLC Managing Member Maintain books & records Chesler Advisory Company, Inc. President Maintain books & records Ehrenberg Chesler Capital Partners LLC Managing Member Maintain books & records Active Capital Fund Series of ECCP Managing Member Maintain books & records Active Capital Extension Fund Series of ECCP Managing Member Maintain books & records Alisam 2019 WC Series of ECCP Managing Member Maintain books & records Alisam $300K Series of ECCPManaging Member Maintain books & records Alisam $163K Series of ECCPManaging Member Maintain books & records BFD Series of ECCPManaging Member Maintain books & records BFT Series of ECCPManaging Member Maintain books & records BFD 2018 LLCManaging Member Maintain books & records BFT 2018 LLCManaging Member Maintain books & records Canopy Mezzanine Loan Series of ECCP Managing Member Maintain books & records Canopy Mezz II Series of ECCP Managing Member Maintain books & records Canopy Equity Series of ECCP Managing Member Maintain books & records CAZ GP Ownership Class A Fund Series of ECCPManaging Member Maintain books & records Centese Bridge to A Series of ECCP Managing Member Maintain books & records Centese Series A Series of ECCP Managing MemberMaintain books & records Centese Bridge to B 2019 Series of ECCPManaging MemberMaintain books & records Centese Bridge to B 2021 Series of ECCPManaging MemberMaintain books & records Centese Bridge to B 2021 Extension Series of ECCPManaging MemberMaintain books & records Correlation Fund Series of ECCPManaging MemberMaintain books & records Correlation Fund III Series of ECCPManaging MemberMaintain books & records Crossbeam KBI Series of ECCPManaging MemberMaintain books & records DXD Fund I Series of ECCPManaging MemberMaintain books & records DXD Fund II Series of ECCPManaging MemberMaintain books & records Ecco Doors Series of ECCPManaging MemberMaintain books & records EMKinetics Series of ECCPManaging MemberMaintain books & records Geekdom Series of ECCPManaging MemberMaintain books & records Gravitas Note 2019A Series of ECCPManaging MemberMaintain books & records Gravitas Note 2019C Series of ECCPManaging MemberMaintain books & records Gravitas Series A Series of ECCPManaging MemberMaintain books & records Gravitas Series A Ext Series of ECCPManaging MemberMaintain books & records Gravitas Series A-2Series of ECCPManaging MemberMaintain books & records Gravitas Bridge to B Series of ECCPManaging MemberMaintain books & records Grove Opportunity Fund I Series of ECCPManaging MemberMaintain books & records JustAir Series of ECCPManaging MemberMaintain books & records MediaPlatform Series of ECCPManaging MemberMaintain books & records Piccolo Series A Series of ECCPManaging MemberMaintain books & records Piccolo Bridge to B 1 Series of ECCPManaging MemberMaintain books & records Piccolo Bridge to B 2 Series of ECCPManaging MemberMaintain books & records Piccolo Bridge to B 3 Series of ECCPManaging MemberMaintain books & records Potrero Consano A Series of ECCPManaging MemberMaintain books & records Potrero Founders Shares Series of ECCPManaging MemberMaintain books & records Potrero Bridge to B 1 Series of ECCPManaging MemberMaintain books & records Potrero Bridge to B 2 Series of ECCPManaging MemberMaintain books & records Potrero Series B Series of ECCPManaging MemberMaintain books & records Potrero Bridge to C Series of ECCPManaging MemberMaintain books & records Potrero Series C Series of ECCPManaging MemberMaintain books & records Potrero Series C MFG Series of ECCPManaging MemberMaintain books & records Potrero Series C2 Series of ECCPManaging MemberMaintain books & records Potrero Series C3 Series of ECCPManaging MemberMaintain books & records Additional Info Available upon request
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 12, 2022 - May 29, 2024
EHRENBERG CHESLER INVESTMENT ADVISORS LLC
RIA
CRD#: 168591
SAN ANTONIO, TX
Past
February 26, 2014 - December 31, 2021
EHRENBERG CHESLER INVESTMENT ADVISORS LLC
RIA
CRD#: 168591
SAN ANTONIO, TX
Past
October 5, 2004 - October 17, 2018
PH PARTNERS, LLC
BD
CRD#: 130790
SAN ANTONIO, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 11/12/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
EC
EHRENBERG CHESLER INVESTMENT ADVISORS LLC
EHRENBERG CHESLER CAPITAL PARTNERS LTD. | LIFESCIENCE MANAGEMENT, LLC | EHRENBERG CHESLER INVESTMENT ADVISORS LLC
CRD#: 168591 / SEC#: 802-130881
Texas
Registered Investment Advisory firm - (5/29/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7373 Broadway Suite 108, San Antonio, TX 78209
Mailing Address
Phone number
(210) 472-1103
Established
Firm type
Fiscal year end
# of Employees
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2024 | ||
| 03/24/2023 | ||
| 03/21/2023 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 7/8/2024 |
| Texas | ERA - Active | 7/8/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
