Richard L. Wagner

INTERWISE

HOLLADAY, UT 84121

Some features on this profile are disabled

CRD#: 4575603

Professional summary

Richard Lee Wagner, AIF® is a registered financial advisor currently at INTERWISE located in Holladay, Utah and CHAUNER SECURITIES, INC. located in Holladay, Utah.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Richard has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Lee Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 27, 2021 - Present

INTERWISE

Office #1: 3115 East Lion Lane Suite 160, Holladay, UT 84121

RIA

CRD#: 316746

HOLLADAY, UT

Current

September 28, 2023 - Present

CHAUNER SECURITIES, INC.

Office #1: 3115 East Lion Lane Suite 160, Holladay, UT 84121

CRD#: 10075

Holladay, UT

Past

November 3, 2011 - July 17, 2023

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

HOLLADAY, UT

Past

October 26, 2010 - July 17, 2023

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

HOLLADAY, UT

Past

November 18, 2008 - December 19, 2012

VALUED WEALTH ADVISORS, LLC

RIA

CRD#: 146586

SALT LAKE CITY, UT

Past

September 20, 2005 - November 18, 2008

OMNI INVESTMENT ADVISORS INC

RIA

CRD#: 110364

SALT LAKE CITY, UT

Past

August 10, 2005 - October 25, 2010

OMNI BROKERAGE, INC.

CRD#: 16878

SALT LAKE CITY, UT

Past

December 15, 2003 - September 20, 2005

STONE HILL ADVISORY SERVICES INC.

RIA

CRD#: 123405

SALT LAKE CITY, UT

Past

January 6, 2003 - August 16, 2005

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SALT LAKE CITY, UT

Past

August 20, 2002 - August 16, 2005

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERWISE

INTERWISE | VALUED WEALTH ADVISORS, LLC

CRD#: 316746 / SEC#: 801-122564

RIA

Registered Investment Advisory firm - (10/27/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(10/12/2023)

Arkansas
(7/10/2024)

California
(6/30/2025)

Colorado
(6/11/2025)

Florida
(8/15/2025)

Indiana
(11/18/2024)

Missouri
(1/7/2025)

Oregon
(3/10/2025)

South Carolina
(11/29/2023)

Tennessee
(7/17/2024)

Texas
(11/15/2023)

IAR

Utah
(10/27/2021)

Utah
(9/28/2023)

IAR

Washington
(10/5/2023)

Washington
(3/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/9/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTERWISE

INTERWISE | VALUED WEALTH ADVISORS, LLC

CRD#: 316746 / SEC#: 801-122564

RIA

Registered Investment Advisory firm - (10/27/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3115 East Lion Lane Suite 160, Holladay, UT 84121

Mailing Address

Phone number

(801) 484-6004

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/21/2025)

Regulatory assets under management

Total Number of Accounts	960
AUM (Assets Under Management)	$ 273,227,968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Reuben Rowley

EAGLE STRATEGIES LLC

IAR

AMERICAN FORK, UT

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard L. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Lee Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAUNER SECURITIES, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

VALUED WEALTH ADVISORS, LLC

OMNI INVESTMENT ADVISORS INC

OMNI BROKERAGE, INC.

STONE HILL ADVISORY SERVICES INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

INTERWISE

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2002

Series 24

Date: 1/9/2007

FINRA

Current Firm

INTERWISE

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTERWISE

TRUST BUT VERIFY

Similar Advisors