RW
Richard L. Wagner
INTERWISE
HOLLADAY, UT 84121
Some features on this profile are disabled
CRD#: 4575603
RW
Professional summary
Richard Lee Wagner, AIF® is a registered financial advisor currently at INTERWISE located in Holladay, Utah and CHAUNER SECURITIES, INC. located in Holladay, Utah.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Richard has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ADP POSITION: Agent/Representative NATURE: Referral Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2014 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: INDEPENDENT REPRESENTATIVE THROUGH ADP PAYROLL SERVICES PROVIDING PAYROLL REFERRALS. (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of CSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2016 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: UT INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (3) VALUED WEALTH ADVISORS, LLC POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 10/25/2021 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: 100% owner of SEC registered investment adviser. (4) INTERWISE, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/10/2023 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: DBA name for Valued Wealth Advisors, LLC. (5) RMW CAPITAL, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2003 ADDRESS: 2774 Delsa Drive, Holladay UT 84124, United States DESCRIPTION: 100% OWNER OF RMW CAPITAL, LLC PERSONAL INVESTMENTS. (6) WAGNEC, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/29/2018 ADDRESS: 2774 DELSA DRIVE, HOLLADAY UT 84124, United States DESCRIPTION: Rent office condo to advisory business after purchase. Also owns investments in marketable securities. (7) INTERWISE TAX, LLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/09/2023 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: Tax and Accounting services. (8) Balanced Advisors Inc. POSITION: President NATURE: Holding Company for Valued Wealth Advisors DBA Interwise, outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 10/25/2021 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: 100% owner of SEC registered investment adviser. (9) OFFICE SUITES UTAH POSITION: Owner NATURE: Office Space Rental Business INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/31/2025 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: 100% OWNER OF RMW CAPITAL, LLC which owns Office Suites Utah. Office Suites Utah is an office space leasing business that service as the leasing agent for properties owned by RMW Capital, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Lee Wagner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 27, 2021 - Present
INTERWISE
Office #1: 3115 East Lion Lane Suite 160, Holladay, UT 84121RIA
CRD#: 316746
HOLLADAY, UT
Current
September 28, 2023 - Present
CHAUNER SECURITIES, INC.
Office #1: 3115 East Lion Lane Suite 160, Holladay, UT 84121BD
CRD#: 10075
Holladay, UT
Past
November 3, 2011 - July 17, 2023
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
HOLLADAY, UT
Past
October 26, 2010 - July 17, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
HOLLADAY, UT
Past
November 18, 2008 - December 19, 2012
VALUED WEALTH ADVISORS, LLC
RIA
CRD#: 146586
SALT LAKE CITY, UT
Past
September 20, 2005 - November 18, 2008
OMNI INVESTMENT ADVISORS INC
RIA
CRD#: 110364
SALT LAKE CITY, UT
Past
August 10, 2005 - October 25, 2010
OMNI BROKERAGE, INC.
BD
CRD#: 16878
SALT LAKE CITY, UT
Past
December 15, 2003 - September 20, 2005
STONE HILL ADVISORY SERVICES INC.
RIA
CRD#: 123405
SALT LAKE CITY, UT
Past
January 6, 2003 - August 16, 2005
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SALT LAKE CITY, UT
Past
August 20, 2002 - August 16, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IN
INTERWISE
INTERWISE | VALUED WEALTH ADVISORS, LLC
CRD#: 316746 / SEC#: 801-122564
RIA
Registered Investment Advisory firm - (10/27/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/12/2023)
RR
Arkansas(7/10/2024)
RR
California(6/30/2025)
RR
Colorado(6/11/2025)
RR
Florida(8/15/2025)
RR
Indiana(11/18/2024)
RR
Missouri(1/7/2025)
RR
Oregon(3/10/2025)
RR
South Carolina(11/29/2023)
RR
Tennessee(7/17/2024)
RR
Texas(11/15/2023)
IAR
Utah(10/27/2021)
RR
Utah(9/28/2023)
IAR
Washington(10/5/2023)
RR
Washington(3/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IN
INTERWISE
INTERWISE | VALUED WEALTH ADVISORS, LLC
CRD#: 316746 / SEC#: 801-122564
RIA
Registered Investment Advisory firm - (10/27/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3115 East Lion Lane Suite 160, Holladay, UT 84121
Mailing Address
Phone number
(801) 484-6004
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 960 |
| AUM (Assets Under Management) | $ 273,227,968 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
