Chad E. Clark

PELORUS FINANCIAL

Trinity, FL 34655

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CRD#: 4575504

Professional summary

Chad Everett Clark, CFP® is a registered financial advisor currently at PELORUS FINANCIAL, LLC located in Trinity, Florida.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Chad has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 12/03/2012 - DBA ONLY - PELORUS FINANCIAL - 100% OF TIME SPENT - TRINITY, FL (2) 12/05/2012 - INDEPENDENT FINANCIAL PARTNERS - REGISTERED INVESTMENT ADVISOR - (HYBRID) INDEPENDENT FINANCIAL PARTNERS - IAR - 100% OF TIME SPENT - TRINITY, FL (3) 10/23/2013 - INDEPENDENT FINANCIAL PARTNERS - REGISTERED INVESTMENT ADVISOR DBA - HYBRID-PELORUS FINANCIAL - IAR - 100% OF TIME SPENT - TRINITY, FL. (4) 4/14/2015: IFP INSURANCE GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 12/04/2012 - 5 HOURS PER MONTH DURING SECURITIES TRADING. Chad Clark is a member of the Elder Board of Sunrise Community Church. He is not compensated in this position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Everett Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 10, 2019 - Present

PELORUS FINANCIAL, LLC

Office #1: 4109 Little Rd Ste 101, Trinity, FL 34655

RIA

CRD#: 299043

Trinity, FL

Past

December 13, 2012 - January 24, 2019

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

TRINITY, FL

Past

December 3, 2012 - January 31, 2019

LPL FINANCIAL LLC

CRD#: 6413

TRINITY, FL

Past

February 15, 2007 - December 4, 2012

EDWARD JONES

RIA

CRD#: 250

NEW PORT RICHEY, FL

Past

October 15, 2002 - December 4, 2012

EDWARD JONES

CRD#: 250

NEW PORT RICHEY, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/14/2002

General Securities Representative Examination

Current Firm

PELORUS FINANCIAL, LLC

CRD#: 299043 / SEC#:

Florida

Registered Investment Advisory firm - (1/10/2019 Approved)

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Contact information

Main Address

4109 Little Rd Ste 101, Trinity, FL 34655

Mailing Address

Phone number

(727) 287-4892

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 42,428,618

Red Flags

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Chad E. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Everett Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

PELORUS FINANCIAL, LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2007

Series 63

Date: 10/17/2002

SIE

Date: 10/1/2018

Series 7

Date: 10/14/2002

Current Firm

PELORUS FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PELORUS FINANCIAL, LLC

TRUST BUT VERIFY

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