Todd S. Jessup

SYNERGY ASSET MANAGEMENT

Miamisburg, OH

Some features on this profile are disabled

CRD#: 4575423

Professional summary

Todd Sinclair Jessup is a registered financial advisor currently at SYNERGY ASSET MANAGEMENT, LLC located in Miamisburg, Ohio.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Todd has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Sinclair Jessup's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2023 - Present

SYNERGY ASSET MANAGEMENT, LLC

RIA

CRD#: 117201

Miamisburg, OH

Past

March 30, 2016 - April 29, 2016

VISION CAPITAL MANAGEMENT INC

RIA

CRD#: 107793

PORTLAND, OR

Past

April 1, 2004 - June 30, 2010

RIGEL CAPITAL LLC

RIA

CRD#: 127988

SEATTLE, WA

Past

November 20, 2002 - October 29, 2003

CLOVER CAPITAL MANAGEMENT INC

RIA

CRD#: 104999

FAIRVIEW VILLAGE, PA

Past

September 24, 2002 - October 27, 2003

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

CRD#: 40644

JENKINTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYNERGY ASSET MANAGEMENT, LLC

CRD#: 117201 / SEC#: 801-64132

RIA

Registered Investment Advisory firm - (4/8/2005 Approved)

California

Registered Investment Advisory firm - (4/12/2005 Terminated)

Washington

Registered Investment Advisory firm - (4/12/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/23/2002

General Securities Representative Examination

Current Firm

SYNERGY ASSET MANAGEMENT, LLC

CRD#: 117201 / SEC#: 801-64132

RIA

Registered Investment Advisory firm - (4/8/2005 Approved)

California

Registered Investment Advisory firm - (4/12/2005 Terminated)

Washington

Registered Investment Advisory firm - (4/12/2005 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(206) 386-5455

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	5,659
AUM (Assets Under Management)	$ 1,052,439,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Todd S. Jessup

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Sinclair Jessup's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNERGY ASSET MANAGEMENT, LLC

VISION CAPITAL MANAGEMENT INC

RIGEL CAPITAL LLC

CLOVER CAPITAL MANAGEMENT INC

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

Primary Firm SEC Registration

SYNERGY ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2002

Series 7

Date: 9/23/2002

Current Firm

SYNERGY ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYNERGY ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors