Joshua M. Sobitz

SOBITZ FINANCIAL GROUP

UNIONTOWN, OH 44685

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CRD#: 4575040

Professional summary

Joshua Michael Sobitz is a registered financial advisor currently at SOBITZ FINANCIAL GROUP, LLC located in Uniontown, Ohio.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joshua has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOBITZ ENTERPRISES LLC POSITION: Director NATURE: Holding Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2003 ADDRESS: 3500 Massillon Rd, Suite 490, Uniontown OH 44685, United States DESCRIPTION: No activity, just a holding LLC SOBITZ FINANCIAL GROUP LLC POSITION: Agent NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 3500 Massillion Rd #490, Uniontown OH 44685, United States DESCRIPTION: insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Michael Sobitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2025 - Present

SOBITZ FINANCIAL GROUP, LLC

Office #1: 3500 Massillon Road, Suite 490, Uniontown, OH 44685

RIA

CRD#: 337210

UNIONTOWN, OH

Past

March 10, 2022 - September 3, 2025

LINCOLN INVESTMENT

RIA

CRD#: 519

UNIONTOWN, OH

Past

March 10, 2022 - September 3, 2025

CAPITAL ANALYSTS

RIA

CRD#: 162200

UNIONTOWN, OH

Past

January 25, 2022 - September 3, 2025

LINCOLN INVESTMENT

CRD#: 519

UNIONTOWN, OH

Past

August 30, 2002 - June 29, 2006

CINCINNATI ANALYSTS, INC.

CRD#: 5478

UNIONTOWN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/11/2025)

IAR

Ohio
(9/4/2025)

IAR

Texas
(12/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 3/2/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 3/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 1/25/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/22/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 8/29/2002

General Securities Representative Examination

Current Firm

SOBITZ FINANCIAL GROUP, LLC

CRD#: 337210 / SEC#:

Florida

Registered Investment Advisory firm - (12/11/2025 Approved)

Ohio

Registered Investment Advisory firm - (9/2/2025 Approved)

Texas

Registered Investment Advisory firm - (11/3/2025 Conditional Restricted)

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Contact information

Main Address

3500 Massillon Road, Suite 490, Uniontown, OH 44685

Mailing Address

Phone number

(330) 896-9575

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	446
AUM (Assets Under Management)	$ 88,651,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua M. Sobitz

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Michael Sobitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN INVESTMENT

CAPITAL ANALYSTS

LINCOLN INVESTMENT

CINCINNATI ANALYSTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 3/2/2022

Series 63

Passed: 3/21/2005

Series 7TO

Passed: 1/25/2022

SIE

Passed: 10/22/2021

Series 7

Passed: 8/29/2002

Current Firm

SOBITZ FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOBITZ FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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