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LM

Lisa M. Morgan

AMARA FINANCIAL
Groveland, MA
CRD#: 4575038
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LM
Lisa Marie MorganAMARA FINANCIAL

Professional summary

Lisa Marie Morgan, CFP®, who also goes by Lisa Marie Morgan, is a registered financial advisor currently at AMARA FINANCIAL, LLC located in Groveland, Massachusetts.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Lisa has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lisa Marie Morgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Marie Morgan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

May 28, 2026 - Present

AMARA FINANCIAL, LLC

RIA
CRD#: 308290
Groveland, MA
Past

January 7, 2025 - May 5, 2026

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
Danvers, MA
Past

January 7, 2025 - May 5, 2026

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
Danvers, MA
Past

February 5, 2024 - January 23, 2025

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
DANVERS, MA
Past

January 10, 2024 - January 23, 2025

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
DANVERS, MA
Past

December 2, 2016 - August 8, 2022

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
DANVERS, MA
Past

December 2, 2016 - August 8, 2022

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
DANVERS, MA
Past

January 9, 2016 - November 25, 2016

NEWDAY SOLUTIONS, LLC

RIA
CRD#: 282163
HAMPTON, NH
Past

December 2, 2014 - January 20, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HAMPTON, NH
Past

November 12, 2014 - January 20, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HAMPTON, NH
Past

February 11, 2011 - January 30, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HAMPTON, NH
Past

January 25, 2011 - January 30, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HAMPTON, NH
Past

November 24, 2004 - January 24, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HAMPTON, NH
Past

September 17, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 17, 2002 - January 24, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HAMPTON, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMARA FINANCIAL, LLC
AMARA FINANCIAL | AMARA FINANCIAL, LLC

CRD#: 308290 / SEC#: 801-118722

RIA
Registered Investment Advisory firm - (5/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(5/28/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/25/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2002
General Securities Representative Examination

Current Firm

AF
AMARA FINANCIAL, LLC
AMARA FINANCIAL | AMARA FINANCIAL, LLC

CRD#: 308290 / SEC#: 801-118722

RIA
Registered Investment Advisory firm - (5/15/2020 Approved)
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Contact information

Main Address
580 California Street 12th Floor, San Francisco, CA 94104
Mailing Address
Phone number
(415) 319-1071
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AMARA FINANCIAL ADV PART 2A (BROCHURE) MARCH 2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts572
AUM (Assets Under Management)$ 200,051,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMARA FINANCIAL, LLC

CRD#: 308290Groveland, MA

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