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Ahmad R. Karim

Some features on this profile are disabled
CRD#: 4574768
AK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ahmad Razi Karim was a registered financial professional .

Ahmad is a previously registered financial professional and started their career in finance in 2002. Ahmad had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 23, 2024 - April 17, 2026

DECHEQUE SECURITIES LLC

BD
CRD#: 311020
SALT LAKE CITY, UT
Past

December 9, 2021 - June 28, 2024

VELOCITY CLEARING, LLC

BD
CRD#: 126588
New York, NY
Past

February 3, 2021 - August 4, 2021

TOR BROKERAGE LLC

BD
CRD#: 135274
north bergen, NJ
Past

April 14, 2017 - December 20, 2019

TOR BROKERAGE LLC

BD
CRD#: 135274
north bergen, NJ
Past

October 13, 2014 - June 2, 2015

GATE US LLC

BD
CRD#: 10863
NEW YORK, NY
Past

August 1, 2013 - January 7, 2014

EDI FINANCIAL, INC.

BD
CRD#: 15699
LAKE COMO, NJ
Past

May 15, 2013 - May 30, 2013

ALLIED BEACON PARTNERS, INC.

BD
CRD#: 46227
LAKE COMO, NJ
Past

July 30, 2009 - February 19, 2013

BROOKVIEW CAPITAL LLC

BD
CRD#: 123335
NEW YORK, NY
Past

February 2, 2007 - January 9, 2009

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 14, 2006 - January 19, 2007

COLLINS STEWART INC.

BD
CRD#: 47414
NEW YORK, NY
Past

April 4, 2006 - December 5, 2006

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

May 27, 2003 - February 9, 2006

LINKBROKERS DERIVATIVES LLC

BD
CRD#: 123000
JERSEY CITY, NJ
Past

September 20, 2002 - May 12, 2003

BURLINGTON CAPITAL MARKETS INC.

BD
CRD#: 26991
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/30/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/18/2002
General Securities Representative Examination

Current Firm

DS
DECHEQUE SECURITIES LLC
DECHEQUE SECURITIES LLC | VELVET MARKETS

CRD#: 311020 / SEC#: , 8-70602

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
353 W Pierpont Ave, Salt Lake City, UT 84101
Mailing Address
353 W Pierpont Ave, Salt Lake City, UT 84101
Phone number
(805) 432-0320
Established
Utah since 09/04/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DECHEQUE INC.OWNER
DOLEZAL, PETER MARTINCHIEF COMPLIANCE OFFICER4119021
FELDMAN, RICHARD MARKFINOP2273453
TARTONI, JOSEPH BEREAUPRESIDENT/CEO4871500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DECHEQUE SECURITIES LLC

CRD#: 311020

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