Yuka O. Marosek

MAROSEK, YUKA

Frisco, TX

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CRD#: 4574694

Professional summary

Yuka Okawa Marosek, who also goes by Yuka Okawa, is a registered financial advisor currently at MAROSEK, YUKA located in Frisco, Texas.

Yuka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Yuka has worked at 7 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Yuka Okawa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yuka Okawa Marosek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2025 - Present

MAROSEK, YUKA

RIA

CRD#: 333832

Frisco, TX

Past

January 8, 2014 - May 29, 2014

LEE FINANCIAL GROUP HAWAII, INC.

RIA

CRD#: 104781

HONOLULU, HI

Past

November 9, 2012 - November 13, 2013

INTEGRATED WEALTH COUNSEL, LLC

RIA

CRD#: 105538

CARMEL, CA

Past

July 21, 2010 - October 24, 2012

ALLIANZ GLOBAL INVESTORS U.S. LLC

RIA

CRD#: 149003

SAN DIEGO, CA

Past

January 7, 2008 - January 3, 2011

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

RIA

CRD#: 104606

SAN DIEGO, CA

Past

January 2, 2004 - September 21, 2007

FIRST AMERICAN TRUST

RIA

CRD#: 108923

SANTA ANA, CA

Past

August 15, 2002 - January 2, 2004

FIRST AMERICAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 110312

NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MAROSEK, YUKA

MAROSEK, YUKA | YUKA OKAWA MAROSEK | YUKA MAROSEK

CRD#: 333832 / SEC#:

Texas

Registered Investment Advisory firm - (3/5/2025 Approved)

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Contact information

Main Address

906 Calle Venezia, San Clemente, CA 92672

Mailing Address

Phone number

(714) 655-5640

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yuka O. Marosek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yuka Okawa Marosek's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAROSEK, YUKA

LEE FINANCIAL GROUP HAWAII, INC.

INTEGRATED WEALTH COUNSEL, LLC

ALLIANZ GLOBAL INVESTORS U.S. LLC

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

FIRST AMERICAN TRUST

FIRST AMERICAN CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Current Firm

MAROSEK, YUKA

Contact information

Documents

Red Flags

Company Information

MAROSEK, YUKA

TRUST BUT VERIFY

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