Scotty S. Carlisle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scotty Seth Carlisle, who also goes by Scott S Carlisle, Scott Seth Carlisle, was a registered financial professional .
Scotty is a previously registered financial professional and started their career in finance in 2003. Scotty had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2013 - December 31, 2015
AMERICAN FREEDOM EQUITIES, INC.
May 6, 2009 - November 15, 2010
CENTAURUS FINANCIAL, INC.
April 29, 2009 - November 15, 2010
CENTAURUS FINANCIAL, INC.
October 22, 2007 - April 20, 2009
AMERITAS INVESTMENT COMPANY, LLC
October 10, 2007 - April 20, 2009
AMERITAS INVESTMENT COMPANY, LLC
March 26, 2007 - September 17, 2007
PARK AVENUE SECURITIES LLC
February 5, 2003 - March 21, 2007
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN FREEDOM EQUITIES, INC.
CRD#: 165907 / SEC#:
Contact information
Red Flags
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