Michael Salvato
Professional summary
Michael Salvato, who also goes by Michael VIncent Salvato, is a registered financial professional currently at B. RILEY WEALTH MANAGEMENT located in Hoboken, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Salvato's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2018 - Present
B. RILEY WEALTH MANAGEMENT
Office #1: 221 River Street Suite 9004, Hoboken, NJ 07030October 10, 2013 - February 13, 2018
MORGAN STANLEY
January 2, 2013 - October 18, 2013
BB&T SECURITIES, LLC
January 5, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
July 9, 2004 - January 12, 2006
BERGEN CAPITAL, INC.
December 9, 2002 - July 16, 2004
GMS GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2018)
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(2/22/2018)
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(9/12/2024)
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Exams
FINRA
Current Firm
B. RILEY WEALTH MANAGEMENT
CRD#: 2543 / SEC#: 801-67275, 8-31206
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DIRECT OWNER | |
| BONNEMA, STEPHEN JOSEPH | CHIEF ADMINISTRATIVE OFFICER | 2229865 |
| MULLEN, MICHAEL ANTHONY | CHIEF EXECUTIVE OFFICER | 1428116 |
| ORTEGA, DANIEL | CHIEF COMPLIANCE OFFICER | 3095215 |
| SWAIN, MARY ANN NELL | CHIEF FINANCIAL OFFICER | 6484916 |
| ZANONE, PHILIP RICHARD JR | CHIEF OPERATING OFFICER | 2135221 |
Regulatory assets under management
| Total Number of Accounts | 9,621 |
| AUM (Assets Under Management) | $ 4,118,839,755 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/28/2022 |
Red Flags
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