Carlo C. Selvaggio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlo C Selvaggio was a registered financial professional .
Carlo is a previously registered financial professional and started their career in finance in 2003. Carlo had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2011 - July 15, 2022
GFI SECURITIES LLC
May 28, 2010 - January 13, 2011
LEGEND SECURITIES, INC.
September 8, 2009 - May 4, 2010
WALTER J. DOWD, INC.
May 18, 2007 - May 12, 2010
TAG SECURITIES CORP.
June 28, 2005 - May 22, 2007
ALFANO, PATRICK MICHAEL
September 1, 2004 - July 5, 2005
JAMES ROBERT BURKE
July 15, 2003 - September 1, 2004
LEK SECURITIES CORPORATION
June 19, 2003 - July 22, 2003
EAGLE RIDGE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/5/2011
Limited Representative-Equity Trader ExamSeries 25
Date: 1/8/2004
NYSE Trading Assistant ExaminationCurrent Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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