Denise D. Alfieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Diane Alfieri, who also goes by Denise Diane Mcnally, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 2005. Denise had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2015 - April 27, 2020
BPU INVESTMENT MANAGEMENT INC.
January 17, 2014 - March 19, 2014
CYPRESS ALTS
October 31, 2005 - February 14, 2012
FEDERATED INVESTMENT COUNSELING
September 20, 2005 - October 10, 2007
SOUTHPOINTE DISTRIBUTION SERVICES INC.
September 20, 2005 - February 14, 2012
FEDERATED SECURITIES CORP.
September 20, 2005 - February 14, 2012
EDGEWOOD SERVICES, INC.
February 1, 2005 - September 15, 2005
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/15/2022
General Securities Representative ExaminationCurrent Firm
BPU INVESTMENT MANAGEMENT INC.
CRD#: 17058 / SEC#: 801-60229, 8-34979
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
