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Irwin Tenenbaum

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CRD#: 4574144
IT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Irwin Tenenbaum was a registered financial professional .

Irwin is a previously registered financial professional and started their career in finance in 2002. Irwin had worked at 3 firms and has passed the Series 63, Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 21, 2009 - March 12, 2014

HALLIDAY FINANCIAL, LLC

BD
CRD#: 31741
ALBANY, NY
Past

August 6, 2009 - October 6, 2009

MCGINN, SMITH & CO., INC.

BD
CRD#: 8453
ALBANY, NY
Past

September 20, 2004 - February 16, 2007

KEYBANC CAPITAL MARKETS INC.

RIA
CRD#: 566
ALBANY, NY
Past

November 22, 2002 - February 16, 2007

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
ALBANY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/31/2009
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/23/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2002
General Securities Representative Examination

Current Firm

HF
HALLIDAY FINANCIAL, LLC
HALLIDAY FINANCIAL, LLC | HRC SERVICES, INC. | HRC INVESTMENT SERVICES, INC.

CRD#: 31741 / SEC#: , 8-45529

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
725 Glen Cove Avenue, Glen Head, NY 11545
Mailing Address
725 Glen Cove Anuene, Glen Head, NY 11545
Phone number
(516) 671-1099
Established
New York since 05/13/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HRC INVESTMENT SERVICES, INC.DIRECT PARENT OF HALLIDAY FINANCIAL, LLC
PINO, RACHEL HOLSTEFINOP, CCO, SUPERVISOR2381976

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HALLIDAY FINANCIAL, LLC

CRD#: 31741

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