Brian Dunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Dunn was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2002. Brian had worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 39, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2024 - January 22, 2025
MERCURY INVESTMENT SERVICES LLC
August 26, 2013 - March 20, 2022
GROWTH CAPITAL SERVICES, INC.
October 6, 2008 - December 23, 2009
AQUILLIAN INVESTMENTS
June 4, 2003 - March 14, 2022
GROWTH CAPITAL SERVICES, INC.
August 29, 2002 - January 15, 2003
EQIS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MERCURY INVESTMENT SERVICES LLC
CRD#: 324657 / SEC#: , 8-71052
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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