RE
Rick R. Emmett
INVESTLINC WEALTH SERVICES
BREA, CA 92821
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CRD#: 4573986
RE
Professional summary
Rick Ronald Emmett, AIF®, CLU® is a registered financial advisor currently at INVESTLINC WEALTH SERVICES located in Brea, California.
Rick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Rick has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MFO Resource, Inc., 10 Pointe Dr. Suite 150, Brea, CA 92821. Not investment related; MFO provides management consulting and administration services. Start date 07/01/2013. Mr. Emmett spends approximately 20% of his time managing projects (property management and business consulting). 2) IBR Legacy Holdings, Inc. f/k/a InvestLinc Business Resources, Inc. f/k/a RIFSCO, 10 Pointe Dr. Suite 150, Brea, CA 92821; Not investment-related; Stockholder, Director, and CFO as of 07/01/2007; IBR is in good standing but has no active operations; Mr. Emmett devotes less than one hour per month to supervise staff for bank reconciliation and financial statements for tax return prep and filing. No time spent during trading hours on this activity. 4) San Marino Homes, Inc., 10 Pointe Dr. Suite 150, Brea, CA 92821; Not investment-related; Shareholder, Director, and Treasurer/CFO as of 11/12/1996. San Marino Homes is a residential real estate and construction management company. Mr. Emmett spends approximately 1 hour per month on this activity, none of which is during trading hours. 5) Alliance M4 Partners, LLC, 10 Pointe Dr. Suite 150, Brea, CA 92821; Not investment-related. Co-manager, start date 01/2021. Alliance M4 Partners is a real estate consulting firm. Mr. Emmett oversees accounting and administration for the entity. One hour per month on this activity, none of which is during trading hours. 6) Transend Huxley, LLC, 10 Pointe Dr. Suite 150, Brea, CA 92821; Not investment-related. Managing Member, start date 12/2015. Transend Huxley, LLC is a graphic design and marketing firm. Mr. Emmett oversees basic accounting, tax filings, and administration. One hour per month on this activity, none of which is during trading hours. 7) Woodstock 96 Partners, LLC, 10 Pointe Dr. Suite 150, Brea, CA 92821; Not Investment-related. Manager for administration and financial matters. Start date 12/16/2015. Woodstock 96 Partners, LLC is a real estate consulting firm; Mr. Emmett oversees accounting and administration. One hour per month on this activity, none of which is during trading hours. 8) MRJR20 Partners, LLC, 10 Pointe Dr. Suite 150, Brea, CA 92821; Not Investment-related. Partner and Manager start date 10/16/2020. MRJR20 is an investment holding company. Mr. Emmett assists with entity financial management and company governance. Two hours per month on this activity, none of which is during trading hours. 9). Oxford Knox, LLC, 251 Little Falls Drive, Wilmington DE 19808, Partnership Representative; Member Board of Managers; Secretary start date 08/31/2021. Oxford Knox, LLC is a marketing management company. Mr. Emmett assists with entity financial management and company governance. Four hours per month on this activity, none of which is during trading hours. 10). Buffalo 21 Partners, Inc., 1309 Coffeen Ave, Suite 1200, Sheridan WY 82801, CEO, and shareholder. Start date 08/25/2021. Buffalo 21 Partners, Inc. is an investment holding company. Mr. Emmett assists with entity financial management and company governance. Two hours per month on this activity, none of which is during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Rick Ronald Emmett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 11, 2024 - Present
INVESTLINC WEALTH SERVICES
Office #1: 10 Pointe Dr. Suite 150, Brea, CA 92821RIA
CRD#: 332607
BREA, CA
Past
September 13, 2019 - November 16, 2024
INVESTLINC WEALTH SERVICES
RIA
CRD#: 304929
BREA, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/11/2024)
Current Firm
IW
INVESTLINC WEALTH SERVICES
INVESTLINC WEALTH SERVICES | INVESTLINC WEALTH SERVICES, LLC
CRD#: 332607 / SEC#:
California
Registered Investment Advisory firm - (10/11/2024 Approved)Texas
Registered Investment Advisory firm - (8/14/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Pointe Dr. Suite 150, Brea, CA 92821
Mailing Address
Phone number
(714) 563-3500
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 485 |
| AUM (Assets Under Management) | $ 95,426,315 |
Red Flags
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