Amit N. Grover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amit No Mn Grover, who also goes by Amit Nmn Grover, Amit Grover, was a registered financial professional .
Amit is a previously registered financial professional and started their career in finance in 2002. Amit had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2019 - May 27, 2021
SEXTANT SECURITIES, LLC
January 11, 2018 - June 13, 2019
DYNASTY SECURITIES, LLC
March 21, 2013 - June 14, 2013
DYNASTY SECURITIES, LLC
March 23, 2011 - January 12, 2018
PURSHE KAPLAN STERLING INVESTMENTS
June 1, 2009 - March 3, 2011
MORGAN STANLEY
December 11, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SEXTANT SECURITIES, LLC
CRD#: 283937 / SEC#: , 8-69772
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
