ML
Martha M. Lord
CITIZENS SECURITIES
Glen Burnie, MD
Some features on this profile are disabled
CRD#: 4573895
ML
Professional summary
Martha Murphy Lord, CFP®, who also goes by Martha Jean Murphy Lord, Martha M Lord, Martha Murphy Lorde, Martha Jean Murphy, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Glen Burnie, Maryland.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Martha has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martha Jean Murphy Lord | Martha M Lord | Martha Murphy Lorde | Martha Jean Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Martha Murphy Lord's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martha Murphy Lord's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 18, 2022 - Present
CITIZENS SECURITIES, INC.
RIA
BD
CRD#: 39550
Glen Burnie, MD
Current
January 18, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 200 Station Drive, Westwood, MA 02090RIA
BD
CRD#: 39550
Westwood, MA
Past
November 18, 2020 - February 16, 2022
SEIA
RIA
CRD#: 108163
Tyson's Corner, VA
Past
November 16, 2020 - September 27, 2021
OSAIC WEALTH, INC.
BD
CRD#: 23131
TYSONS CORNER, VA
Past
January 8, 2018 - June 12, 2020
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
MILLERSVILLE, MD
Past
October 20, 2015 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
Annapolis, MD
Past
October 20, 2015 - June 11, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
ANNAPOLIS, MD
Past
September 25, 2014 - September 24, 2015
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
ANNAPOLIS, MD
Past
September 25, 2014 - September 24, 2015
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
ANNAPOLIS, MD
Past
May 17, 2012 - September 10, 2014
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BALTIMORE, MD
Past
May 17, 2012 - September 10, 2014
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
BALTIMORE, MD
Past
August 16, 2010 - May 4, 2012
M&T SECURITIES, INC.
RIA
CRD#: 17358
ABINGTON, MD
Past
July 15, 2010 - May 4, 2012
M&T SECURITIES, INC.
BD
CRD#: 17358
ABINGTON, MD
Past
October 8, 2008 - November 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BALTIMORE, MD
Past
April 16, 2008 - November 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BALTIMORE, MD
Past
February 23, 2006 - July 25, 2006
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/18/2022)
IAR
Connecticut(1/18/2022)
RR
Delaware(1/18/2022)
IAR
Delaware(1/18/2022)
RR
Florida(1/18/2022)
IAR
Florida(1/19/2022)
RR
Massachusetts(1/18/2022)
RR
Michigan(1/18/2022)
IAR
Michigan(1/18/2022)
RR
New Hampshire(1/18/2022)
IAR
New Hampshire(1/18/2022)
RR
New Jersey(1/18/2022)
IAR
New Jersey(1/19/2022)
RR
New York(1/18/2022)
IAR
New York(1/18/2022)
RR
Ohio(1/19/2022)
IAR
Ohio(1/19/2022)
RR
Pennsylvania(1/18/2022)
IAR
Pennsylvania(1/18/2022)
RR
Rhode Island(1/18/2022)
IAR
Rhode Island(1/18/2022)
RR
Vermont(1/18/2022)
IAR
Vermont(1/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
