Gregory A. Kemp

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CRD#: 4573521

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Alexander Kemp, who also goes by Greg Kemp, Gregory A Kemp, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2002. Gregory had worked at 5 firms and has passed the Series 63, Series 65, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Greg Kemp | Gregory A Kemp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GAK,LC.PRES.12/98-PRES.SGL MBR LC.OWNERSHIP INT.*GALEX LTD, LP.REAL EST INV. ONLY MEM.LLC OF G. ALEX, LTD 3/92-PRES.5 HR/MO.DUR TRD HRS.OWNERSHIP INT.*VANTAGE FINANCIAL SOLUTIONS, INC.INV REL.IN UT.FIXED INS.INS ADV/CEO.02/06-PRES.160 HR/MO.DUR TRD HRS. MKT & SELLING.*T. MADA LLC.MNGR. 7/04-PRES.5 HRS.*SOUTHERN TERRACE LC.FAM LC OWN LAND.HOLD LAND, COLL RENT ON FAMPROP.MNGR.1999.*THE KEMP CO,INV REL,MAN FAM ASSETS/CEO 1999 PRES 1 HR PER MON. *GREG KEMP INV. REL.UT.FXD INS & ANN.INS AGT/BRKR FOR SEV INS CO'S TO SELL LIFE, DI, HLTH, ETC*G.ALEX, LLC MGR CLLT RENT *CRYSTAL K. RANCHES OWN PROP * C. HARAS, LLC HLG CO. 4 FUTUR PROJ. * FOUND OF DIXIE REGIONAL MED CENTER, MEET QUART BAS ABOUT ISSUES-BD MEM. *VANTAGE STRATEGIES LLC BUS. CONSULT TAX FIN & ESTATE CPA FIRM *DIXIE MEDICAL ARTS PARTNERS, 04/2018, LIMITED PARTNER, REAL ESTATE INVESTMENT, 5 HOURS MONTHLY, .5 HR DURING SECURITY TRADING. * NON NOCERE, LLC, REAL ESTATE INVESTMENT, JAN 2019, MEMBER, .5 HR MONTHLY, .5 HR DURING SECURITY TRADING * GENERAL PARTNER DMA, LLC, REAL ESTATE INVESTMENT, OCT 2017, MEMBER, .5 HR MONTHLY, .5 HR DURING SECURITY TRADING* KEMAR, LLC, INVESTMENT RELATED, 50 E 100 S #101 ST. GEORGE, UT 84770, REAL ESTATE INVESTMENT, MANAGER, OCT 2020, 5 HOURS PER MON; *3X GREEN INC, 777 LIZZIE LN ST.GEORGE, UT 84790, DIRECTOR, .5 HR PER MON.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 27, 2022 - February 11, 2025

EP WEALTH ADVISORS

RIA

CRD#: 111147

St. George, UT

Past

March 18, 2010 - December 12, 2022

VANTAGE ADVISORS, LLC

RIA

CRD#: 153054

ST. GEORGE, UT

Past

January 6, 2010 - March 18, 2010

INSPHERE SECURITIES, INC.

RIA

CRD#: 136433

SANTA CLARA, UT

Past

January 6, 2010 - March 18, 2010

INSPHERE SECURITIES, INC.

CRD#: 136433

SANTA CLARA, UT

Past

October 3, 2007 - December 31, 2009

INSPHERE SECURITIES, INC.

RIA

CRD#: 136433

ST. GEORGE, UT

Past

July 20, 2007 - December 31, 2009

INSPHERE SECURITIES, INC.

CRD#: 136433

ST. GEORGE, UT

Past

December 14, 2004 - October 3, 2007

ALLEGIS ADVISORS, INC.

RIA

CRD#: 131242

SALT LAKE CITY, UT

Past

January 30, 2003 - December 10, 2004

EQUITY SERVICES, INC.

RIA

CRD#: 265

ST. GEORGE, UT

Past

October 18, 2002 - August 9, 2007

EQUITY SERVICES, INC.

CRD#: 265

ST. GEORGE, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EP WEALTH ADVISORS

CRD#: 111147 / SEC#: 801-29358

RIA

Registered Investment Advisory firm - (4/16/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/24/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/8/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 22

Date: 6/18/2008

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/17/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EP WEALTH ADVISORS

CRD#: 111147 / SEC#: 801-29358

RIA

Registered Investment Advisory firm - (4/16/1987 Approved)

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Contact information

Main Address

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503

Mailing Address

Phone number

(310) 543-4559

Established

Firm type

Fiscal year end

# of Employees

557

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1 ("WRAP FEE PROGRAM BROCHURE") (3/31/2025)

EP WEALTH ADVISORS, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	49,167
AUM (Assets Under Management)	$ 35,570,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory A. Kemp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VANTAGE ADVISORS, LLC

INSPHERE SECURITIES, INC.

INSPHERE SECURITIES, INC.

INSPHERE SECURITIES, INC.

INSPHERE SECURITIES, INC.

ALLEGIS ADVISORS, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

EP WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/24/2002

Series 65

Date: 3/8/2000

Series 22

Date: 6/18/2008

Series 6

Date: 10/17/2002

Current Firm

EP WEALTH ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EP WEALTH ADVISORS

TRUST BUT VERIFY

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