Theodore R. Yoos

CORNERSTONE FINANCIAL MANAGEMENT LLC

Burlington, MA 01803-4131

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CRD#: 4573507

Professional summary

Theodore Roderick Yoos, CFP®, who also goes by Ted Yoos, Theodore R. Yoos III, Theodore R. Yoos, is a registered financial advisor currently at CORNERSTONE FINANCIAL MANAGEMENT LLC located in Burlington, Massachusetts.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Theodore has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Yoos | Theodore R. Yoos Iii | Theodore R. Yoos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Roderick Yoos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

August 9, 2006 - Present

CORNERSTONE FINANCIAL MANAGEMENT LLC

Office #1: 10 Mall Road Suite 301, Burlington, MA 01803-4131

RIA

CRD#: 140967

Burlington, MA

Past

May 12, 2004 - March 1, 2006

BACK BAY FINANCIAL GROUP, INC.

RIA

CRD#: 108070

BOSTON, MA

Past

January 1, 2000 - April 29, 2004

TANAGER FINANCIAL SERVICES INC

RIA

CRD#: 106270

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE FINANCIAL MANAGEMENT LLC

CORNERSTONE FINANCIAL MANAGEMENT | CORNERSTONE FINANCIAL MANAGEMENT, LLC | CORNERSTONE FINANCIAL MANAGEMENT LLC

CRD#: 140967 / SEC#: 801-130130

RIA

Registered Investment Advisory firm - (4/30/2024 Approved)

Connecticut

Registered Investment Advisory firm - (5/20/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/2/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/14/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/9/2023)

IAR

Massachusetts
(8/9/2006)

IAR

Texas
(3/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CORNERSTONE FINANCIAL MANAGEMENT LLC

CORNERSTONE FINANCIAL MANAGEMENT | CORNERSTONE FINANCIAL MANAGEMENT, LLC | CORNERSTONE FINANCIAL MANAGEMENT LLC

CRD#: 140967 / SEC#: 801-130130

RIA

Registered Investment Advisory firm - (4/30/2024 Approved)

Connecticut

Registered Investment Advisory firm - (5/20/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/2/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/14/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2024 Terminated)

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Contact information

Main Address

10 Mall Road Suite 301, Burlington, MA 01803-4131

Mailing Address

Phone number

(800) 527-1238

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORNERSTONE FINANCIAL MANAGEMENT ADV PART 2A BROCHURE MARCH 2025 (10/7/2025)

Regulatory assets under management

Total Number of Accounts	393
AUM (Assets Under Management)	$ 135,213,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Theodore R. Yoos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Roderick Yoos's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE FINANCIAL MANAGEMENT LLC

BACK BAY FINANCIAL GROUP, INC.

TANAGER FINANCIAL SERVICES INC

Primary Firm SEC Registration

CORNERSTONE FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

CORNERSTONE FINANCIAL MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

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