William E. Hogan
Professional summary
William Edward Hogan II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, William had worked at 1 firm, which includes THE HOGAN COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2003 - August 28, 2013
THE HOGAN COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE HOGAN COMPANY
CRD#: 122399 / SEC#: , 8-65493
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE HOGAN GROUP | SOLE SHAREHOLDER | |
| HOGAN, WILLIAM EDWARD II | CHAIRMAN OF THE BOARD/CEO/CCO/COO/DESIGNATED PRINCIPAL/AML PRINCIPAL/EXECUTIVE REPRESENTATIVE/CFO/FINOP | 4573091 |
Red Flags
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