Florbela D. Mendez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Florbela Dacunha Mendez, who also goes by Florbela G Da Cunha, Florbela Da Cunha, Florbela Da Cunha Mendez, Florbela Mendez, Florbela Da Cunha Mendez, was a registered financial professional .
Florbela is a previously registered financial professional and started their career in finance in 2005. Florbela had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2022 - March 6, 2024
FS INVESTMENT SOLUTIONS, LLC
April 12, 2021 - March 8, 2022
FORESIDE FINANCIAL SERVICES, LLC
August 1, 2019 - March 17, 2021
FORESIDE FUND SERVICES, LLC
November 4, 2009 - August 1, 2019
BD COMPLIANCE SOLUTIONS, LLC
June 1, 2009 - September 30, 2009
MORGAN STANLEY
June 1, 2009 - September 30, 2009
MORGAN STANLEY
December 12, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 8, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FS INVESTMENT SOLUTIONS, LLC
CRD#: 145244 / SEC#: , 8-67718
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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