Bhavana Khanna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bhavana Khanna was a registered financial professional .
Bhavana is a previously registered financial professional and started their career in finance in 2006. Bhavana had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2016 - September 1, 2016
MANAGED ACCOUNT SERVICES, LLC
August 28, 2014 - December 7, 2015
MCINTYRE CAPITAL PARTNERS, LLC
October 24, 2008 - December 10, 2008
MAXIM GROUP LLC
August 24, 2006 - March 4, 2008
MERRILL LYNCH GOVERNMENT SECURITIES INC.
March 10, 2006 - March 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
