Rebecca L. Hendrickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Lynn Hendrickson, who also goes by Rebecca Lynn Davis, Rebecca Lynn Escoe, Rebecca Lynn Murphy, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2002. Rebecca had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - July 16, 2026
FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.
August 5, 2005 - December 31, 2016
GVC CAPITAL LLC
November 20, 2002 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
September 17, 2002 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.
CRD#: 128040 / SEC#: 801-62315
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.
CRD#: 128040 / SEC#: 801-62315
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 41,096,431 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
