John B. Leeming
Professional summary
John Brewster Leeming II, CFP® is a registered financial advisor currently at J. L. BAINBRIDGE & CO., INC. located in Sarasota, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Brewster Leeming II's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
July 15, 2004 - Present
J. L. BAINBRIDGE & CO., INC.
Office #1: 1582 Main Street, Sarasota, FL 34236January 16, 2003 - August 8, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 30, 2002 - November 21, 2002
STONEX SECURITIES INC.
August 29, 2002 - October 25, 2002
INVEST FINANCIAL CORPORATION
Primary Firm SEC Registration
J. L. BAINBRIDGE & CO., INC.
CRD#: 108058 / SEC#: 801-55231
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/15/2004)
(10/14/2021)
Exams
Current Firm
J. L. BAINBRIDGE & CO., INC.
CRD#: 108058 / SEC#: 801-55231
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,954 |
| AUM (Assets Under Management) | $ 1,201,403,982 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
