Phillip L. Bozzo
Professional summary
Phillip Louis Bozzo, CFP® is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Garland, Texas.
Phillip is registered as a RR (Registered Representative) and started their career in finance in 2002. Phillip has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phillip Louis Bozzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2023 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 629 W Centerville Rd Ste 200, Garland, TX 75041July 13, 2017 - December 31, 2020
USAA INVESTMENT SERVICES COMPANY
July 13, 2017 - December 31, 2020
USAA INVESTMENT SERVICES COMPANY
September 13, 2011 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
September 13, 2011 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
March 13, 2008 - July 19, 2011
CETERA WEALTH SERVICES, LLC
January 11, 2007 - July 19, 2011
CETERA WEALTH SERVICES, LLC
June 8, 2005 - January 9, 2006
FIDELITY BROKERAGE SERVICES LLC
October 31, 2002 - December 20, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/1/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
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