JR
Jason A. Richards
MULTI-BANK SECURITIES
FT. LAUDERDALE, FL 33308
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CRD#: 4572677
JR
Professional summary
Jason Arthur Richards is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Ft. Lauderdale, Florida.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jason Arthur Richards's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2014 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 2400 E. Commercial Blvd Ste. 1200, Ft. Lauderdale, FL 33308BD
CRD#: 22098
FT. LAUDERDALE, FL
Past
April 4, 2003 - May 28, 2014
MESIROW FINANCIAL, INC.
BD
CRD#: 2764
MIAMI, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/2014)
RR
Alaska(5/23/2014)
RR
Arizona(5/23/2014)
RR
Arkansas(5/23/2014)
RR
California(5/23/2014)
RR
Colorado(5/23/2014)
RR
Connecticut(5/23/2014)
RR
Delaware(9/19/2019)
RR
District of Columbia(11/8/2017)
RR
Florida(5/22/2014)
RR
Georgia(5/23/2014)
RR
Idaho(9/16/2020)
RR
Illinois(5/23/2014)
RR
Indiana(5/23/2014)
RR
Iowa(8/3/2023)
RR
Kansas(5/23/2014)
RR
Kentucky(5/23/2014)
RR
Louisiana(5/23/2014)
RR
Maine(5/23/2014)
RR
Maryland(5/23/2014)
RR
Massachusetts(5/23/2014)
RR
Michigan(5/23/2014)
RR
Minnesota(5/23/2014)
RR
Mississippi(5/23/2014)
RR
Missouri(5/23/2014)
RR
Montana(5/23/2014)
RR
Nebraska(5/10/2018)
RR
Nevada(5/23/2014)
RR
New Hampshire(8/3/2023)
RR
New Jersey(5/23/2014)
RR
New Mexico(5/23/2014)
RR
New York(5/23/2014)
RR
North Carolina(5/28/2014)
RR
Ohio(5/23/2014)
RR
Oklahoma(5/23/2014)
RR
Oregon(5/23/2014)
RR
Pennsylvania(5/23/2014)
RR
Puerto Rico(11/6/2019)
RR
Rhode Island(5/23/2014)
RR
South Carolina(5/23/2014)
RR
South Dakota(7/10/2018)
RR
Tennessee(5/23/2014)
RR
Texas(5/23/2014)
RR
Utah(5/23/2014)
RR
Virgin Islands(2/2/2021)
RR
Virginia(5/23/2014)
RR
Washington(5/23/2014)
RR
West Virginia(10/8/2025)
RR
Wisconsin(5/23/2014)
RR
Wyoming(5/23/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MULTI-BANK SECURITIES, INC.
CRD#: 22098Ft. Lauderdale, FL 33308TRUST BUT VERIFY
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