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SD

Susan L. Divelbiss

HAZARD & SIEGEL
Dewitt, NY 13214
Some features on this profile are disabled
CRD#: 4572628
SD

Professional summary


Susan L Divelbiss, who also goes by Sue Pape, Susan L Pape, Susan Louise Pape, Susan L Painter, Susan Louise Painter, Susan Louise Steiner, Susan L Steiner, is a registered financial professional currently at HAZARD & SIEGEL, INC. located in Dewitt, New York.

Susan is registered as a RR (Registered Representative) and started their career in finance in 2007. Susan has worked at 9 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sue Pape | Susan L Pape | Susan Louise Pape | Susan L Painter | Susan Louise Painter | Susan Louise Steiner | Susan L Steiner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Susan L Divelbiss's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 17, 2024 - Present

HAZARD & SIEGEL, INC.

Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214
BD
CRD#: 2048
Dewitt, NY
Past

January 3, 2024 - January 16, 2024

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

November 13, 2020 - December 31, 2023

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

October 30, 2018 - October 11, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
EBENSBURG, PA
Past

September 24, 2018 - October 11, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
EBENSBURG, PA
Past

August 29, 2017 - August 31, 2018

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Brookville, PA
Past

May 22, 2017 - August 18, 2017

HORACE MANN INVESTORS, INC.

BD
CRD#: 11643
DUBOIS, PA
Past

February 20, 2014 - August 30, 2016

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
INDIANA, PA
Past

February 20, 2014 - August 30, 2016

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
INDIANA, PA
Past

January 6, 2010 - February 20, 2014

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
INDIANA, PA
Past

January 6, 2010 - February 20, 2014

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
INDIANA, PA
Past

June 18, 2009 - December 31, 2009

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
INDIANA, PA
Past

June 10, 2009 - December 31, 2009

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
INDIANA, PA
Past

January 23, 2008 - March 2, 2009

INVESTMENT PROFESSIONALS, INC.

RIA
CRD#: 30184
INDIANA, PA
Past

November 21, 2007 - March 2, 2009

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
INDIANA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


H&
HAZARD & SIEGEL, INC.
HAZARD & SIEGEL, INC.

CRD#: 2048 / SEC#: , 8-13942

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
5793 Widewaters Parkway, Dewitt, NY 13214
Mailing Address
Po Box 157, Syracuse, NY 13214
Phone number
(315) 414-0722
Established
New York since 06/15/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (43 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
JOSEPH, ALEXANDER SOTIR JRCHIEF EXECUTIVE OFFICER1092307
MULLEN, DAVID MARKPRESIDENT/CHIEF COMPLIANCE OFFICER1327419

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAZARD & SIEGEL, INC.

CRD#: 2048Dewitt, NY 13214

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