Dana M. Muessle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Marie Muessle, who also goes by Dana Marie Gillooly, Dana M. Muessle, Dana Muessle, Dana Marie Rainbolt, was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 2002. Dana had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2023 - January 21, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 30, 2023 - January 21, 2025
FIDELITY BROKERAGE SERVICES LLC
August 5, 2020 - January 12, 2023
WELLS FARGO CLEARING SERVICES, LLC
July 2, 2020 - January 12, 2023
WELLS FARGO CLEARING SERVICES, LLC
May 10, 2011 - June 26, 2013
PNC WEALTH MANAGEMENT LLC
May 10, 2011 - June 26, 2013
PNC WEALTH MANAGEMENT LLC
August 12, 2008 - April 18, 2011
EDWARD JONES
August 12, 2008 - April 18, 2011
EDWARD JONES
November 7, 2005 - May 14, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
September 6, 2002 - November 11, 2003
NATCITY INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/2/2020
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
