Brandon T. Perry

PERRY INVESTMENT MANAGEMENT

Round Rock, TX

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CRD#: 4572217

Professional summary

Brandon Thomas Perry, CFA, CFP®, ChFC®, who also goes by Brandon Thomas Perry, is a registered financial advisor currently at PERRY INVESTMENT MANAGEMENT, LLC located in Round Rock, Texas.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brandon has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon Thomas Perry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Thomas Perry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2006

ChFC^®

Chartered Financial Consultant

Experience

Current

August 24, 2009 - Present

PERRY INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 150908

Round Rock, TX

Past

February 7, 2007 - September 9, 2009

ALPHA CAPITAL MANAGEMENT

RIA

CRD#: 121703

AUSTIN, TX

Past

July 8, 2005 - February 24, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUSTIN, TX

Past

July 8, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 8, 2005 - February 24, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

AUSTIN, TX

Past

February 13, 2004 - July 5, 2005

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

November 4, 2002 - August 20, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUSTIN, TX

Past

October 14, 2002 - August 20, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 14, 2002 - August 20, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/24/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/10/2002

General Securities Representative Examination

Current Firm

PERRY INVESTMENT MANAGEMENT, LLC

PERRY INVESTMENT MANAGEMENT, LLC | SARKAR INVESTMENT ADVISORS

CRD#: 150908 / SEC#:

Texas

Registered Investment Advisory firm - (8/24/2009 Approved)

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Contact information

Main Address

Round Rock, TX

Mailing Address

1250 Capital Of Texas Highway, South Building 3, Suite 400, Austin, TX 78746

Phone number

(512) 524-6616

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 23,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon T. Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Thomas Perry's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERRY INVESTMENT MANAGEMENT, LLC

ALPHA CAPITAL MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

NORTHERN TRUST SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2002

Series 7

Date: 10/10/2002

Current Firm

PERRY INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PERRY INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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