Matthew D. Hodges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew David Hodges, who also goes by Matt Hodges, Matthew D Hodges, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2002. Matthew had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2007 - June 23, 2020
MERIDIAN INVESTMENTS, INC.
October 20, 2006 - September 5, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 7, 2006 - September 5, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 30, 2002 - October 13, 2003
METROPOLITAN LIFE INSURANCE COMPANY
August 30, 2002 - October 13, 2003
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/4/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/4/2024
Investment Banking Registered Representative ExaminationCurrent Firm
MERIDIAN INVESTMENTS, INC.
CRD#: 13225 / SEC#: , 8-29124
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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