Guy Mcphail
CFP®Professional Summary
Guy Mcphail, CFP® was a registered financial advisor. Guy was a previously registered financial professional and started their career in finance 2004 - 2025. Guy had worked at 3 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
- Risk Management & Insurance
- Investment Management
- Tax Planning
Biography
Guy is a member of The American Institute of Certified Public Accountants (AICPA), and The New Jersey Society of Certified Public Accountants (NJSPCA). Guy also participates with the Princeton Regional Chamber of Commerce and serves on the board of the Pennington, NJ Economic Development Commission, The Pennington Business and Professional Association (PABA) and Friends of Alouette International.
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
20 years in the financial services industry
Current & Past Employments
Past
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Current Firm
SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC
Contact Information
Main Address
389 Interpace Parkway Suite 3, Parsippany, NJ 07054Phone Number
(973) 859-2199# of Employees
39SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,429AUM (Assets Under Management)
$3,596,080,962Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | Cover Page | Report |
| 12/11/2024 | Cover Page | Report |
| 01/23/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Guy
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
- Risk Management & Insurance
- Investment Management
- Tax Planning
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