Melissa M. Piekarski
Professional summary
Melissa Marie Piekarski is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Melissa is registered as a RR (Registered Representative) and started their career in finance in 2006. Melissa has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melissa Marie Piekarski's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2011 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416September 15, 2010 - June 14, 2011
CETERA ADVISORS LLC
September 15, 2010 - June 14, 2011
CETERA WEALTH SERVICES, LLC
March 2, 2009 - February 1, 2010
VOYA FINANCIAL ADVISORS, INC.
March 2, 2009 - February 8, 2010
CETERA ADVISORS LLC
March 2, 2009 - February 8, 2010
CETERA WEALTH SERVICES, LLC
April 3, 2006 - November 18, 2009
BANCNORTH INVESTMENT GROUP, INC.
April 3, 2006 - December 31, 2010
GUARANTY BROKERAGE SERVICES, INC.
March 9, 2006 - June 15, 2011
CETERA INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2011)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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