John H. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Herman Walker was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1967. John had worked at 1 firm and has passed the Series 63, Series 1, F04 and Series 00 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2002 - April 24, 2026
H. M. PAYSON & CO.
July 12, 1967 - September 24, 2008
H. M. PAYSON & CO.
Primary Firm SEC Registration
H. M. PAYSON & CO.
CRD#: 2993 / SEC#: 801-3901, 8-2205
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/11/1967
Registered Representative ExaminationF04
Date: 6/19/1973
Financial Principal ExaminationSeries 00
Date: 6/19/1973
General Securities Principal ExaminationCurrent Firm
H. M. PAYSON & CO.
CRD#: 2993 / SEC#: 801-3901, 8-2205
Contact information
SEC notice filing (40 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CURRIE, MICHAEL ROBERT | MANAGING DIRECTOR & PRESIDENT | 2880899 |
| DOWNING, JOHN CLAYTON | MANAGING DIRECTOR & TREASURER & CHIEF COMPLIANCE OFFICER | 1227358 |
| ESPOSITO, TERESA MARGARET | MANAGING DIRECTOR & CHIEF OPERATIONS OFFICER | 2729388 |
| KNOX, JOHN CLEVELAND | MANAGING DIRECTOR | 824859 |
| PIERCE, THOMAS MADIGAN | MANAGING DIRECTOR | 819198 |
| ROBBINS, PETER ELIOT | MANAGING DIRECTOR & CHAIR EXECUTIVE COMMITTEE | 1022085 |
| WALKER, JOHN HERMAN | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | 457194 |
| WEICKERT, WILLIAM NELSON JR | MANAGING DIRECTOR & SECRETARY & DIRECTOR OF RESEARCH | 1046321 |
| BELIVEAU, JOHN SEVERIN | MANAGING DIRECTOR | 2044870 |
| HARRIS, JOEL SHOREY | MANAGING DIRECTOR | 1028770 |
Regulatory assets under management
| Total Number of Accounts | 4,190 |
| AUM (Assets Under Management) | $ 8,129,599,283 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/22/2025 | ||
| 12/20/2024 | ||
| 11/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
