William A. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Augustine Evans, who also goes by Bill Evans, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2002. William had worked at 4 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2010 - September 28, 2012
VOYA INVESTMENTS DISTRIBUTOR, LLC
June 15, 2009 - August 16, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
May 12, 2009 - November 20, 2012
VOYA INVESTMENT MANAGEMENT CO. LLC
February 27, 2004 - July 24, 2007
VOYA FINANCIAL PARTNERS, LLC
November 26, 2002 - July 24, 2007
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
