Ethan De Naray

FELTL ADVISORS

Babbitt, MN

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CRD#: 4571532

Professional summary

Ethan De Naray, who also goes by Ethan Hamilton De Naray, Ethan H Denaray, is a registered financial advisor currently at FELTL ADVISORS located in Babbitt, Minnesota and FELTL & COMPANY located in Plymouth, Minnesota.

Ethan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Ethan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ethan Hamilton De Naray | Ethan H Denaray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Previous rental property (house- only owner), 860 Brown Road S., Orono, MN 55391 placed in RR de Naray established LLC called Polar Star LLC in February 2022, then later sold and 1031 exchanged into new 9601 Polar Star LLC, which bought commerial building 9601 Granger Road, Garfield Heights, OH 44125, RR De Naray owns 100% of LLC, very limited duties as he hired a management company for the day to day, rental income compensation, duties are approximately 4 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan De Naray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2017 - Present

FELTL ADVISORS

RIA

CRD#: 165244

Babbitt, MN

Current

July 19, 2017 - Present

FELTL & COMPANY

Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447

CRD#: 6905

Plymouth, MN

Past

March 5, 2012 - June 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MINNEAPOLIS, MN

Past

February 1, 2008 - June 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MINNEAPOLIS, MN

Past

September 20, 2002 - February 11, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FELTL ADVISORS

FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA

Registered Investment Advisory firm - (11/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/1/2017)

IAR

California
(1/4/2023)

Colorado
(11/29/2017)

IAR

Colorado
(4/6/2023)

Florida
(10/16/2017)

IAR

Florida
(4/14/2021)

Illinois
(10/25/2017)

IAR

Illinois
(2/26/2021)

Minnesota
(7/26/2017)

IAR

Minnesota
(7/27/2017)

IAR

Nebraska
(3/31/2025)

North Dakota
(2/21/2023)

Oregon
(7/17/2023)

Texas
(2/5/2018)

IAR

Texas
(1/5/2023)

Wisconsin
(7/28/2017)

IAR

Wisconsin
(1/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/1/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 10/13/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/19/2002

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

FELTL ADVISORS

FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA

Registered Investment Advisory firm - (11/1/2012 Approved)

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Contact information

Main Address

One Carlson Parkway North Suite 225, Plymouth, MN 55447

Mailing Address

Phone number

(612) 492-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FELTL ADVISORS FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 132,417,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ethan De Naray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan De Naray's CRS (Customer Relationship Summary).

Certified licenses

Experience

FELTL & COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

FELTL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2002

Series 63

Date: 10/8/2002

SIE

Date: 10/1/2018

Series 3

Date: 6/1/2012

Series 31

Date: 10/13/2005

Series 7

Date: 9/19/2002

FINRA

Nasdaq Stock Market

Current Firm

FELTL ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FELTL ADVISORS

TRUST BUT VERIFY

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