ED

Ethan De Naray

FELTL ADVISORS
Babbitt, MN
Some features on this profile are disabled
CRD#: 4571532
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Professional summary


Ethan De Naray, who also goes by Ethan Hamilton De Naray, Ethan H Denaray, is a registered financial advisor currently at FELTL ADVISORS located in Babbitt, Minnesota and FELTL & COMPANY located in Plymouth, Minnesota.

Ethan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Ethan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ethan Hamilton De Naray | Ethan H Denaray

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Ethan De Naray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 27, 2017 - Present

FELTL ADVISORS

RIA
CRD#: 165244
Babbitt, MN
Current

July 19, 2017 - Present

FELTL & COMPANY

Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447
BD
CRD#: 6905
Plymouth, MN
Past

March 5, 2012 - June 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MINNEAPOLIS, MN
Past

February 1, 2008 - June 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MINNEAPOLIS, MN
Past

September 20, 2002 - February 11, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MINNEAPOLIS, MN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FELTL ADVISORS
FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA
Registered Investment Advisory firm - (11/1/2012 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/1/2017)
IAR
California
(1/4/2023)
RR
Colorado
(11/29/2017)
IAR
Colorado
(4/6/2023)
RR
Florida
(10/16/2017)
IAR
Florida
(4/14/2021)
RR
Illinois
(10/25/2017)
IAR
Illinois
(2/26/2021)
RR
Minnesota
(7/26/2017)
IAR
Minnesota
(7/27/2017)
IAR
Nebraska
(3/31/2025)
RR
New Hampshire
(2/17/2026)
RR
North Dakota
(2/21/2023)
RR
Oregon
(7/17/2023)
RR
Texas
(2/5/2018)
IAR
Texas
(1/5/2023)
IAR
Utah
(1/23/2026)
RR
Wisconsin
(7/28/2017)
IAR
Wisconsin
(1/5/2023)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 10/13/2005
Futures Managed Funds Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


FA
FELTL ADVISORS
FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA
Registered Investment Advisory firm - (11/1/2012 Approved)
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Contact information


Main Address
One Carlson Parkway North Suite 225, Plymouth, MN 55447
Mailing Address
Phone number
(612) 492-8800
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (23 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts523
AUM (Assets Under Management)$ 132,417,421

Red Flags


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Company Information


FELTL ADVISORS

CRD#: 165244Babbitt, MN

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