Benjamin Cunningham
CFP®, CIMA®Professional Summary
Benjamin Cunningham, CFP®, CIMA®, who also goes by Benjamin A Cunningham, Benjamin Atterbury Cunningham, is a registered financial advisor currently at ARETE WEALTH MANAGEMENT, LLC located in Nashville, Tennessee. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2003. Benjamin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Benjamin A Cunningham, Benjamin Atterbury Cunningham
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
ARETE WEALTH MANAGEMENT, LLC | KEYSTONE SECURITIES, LLC. | KEYSTONE SECURITIES, LLC | KEYSTONE INVESTMENT ADVISORS, LLC
Contact Information
Main Address
1115 W Fulton Market 3rd Floor, Chicago, IL 60607Mailing Address
1115 W Fulton Market 3rd Floor, Chicago, IL 60607Phone Number
(312) 940-3684Established
Illinois since 01/20/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | — |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER | 3054881 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | — |
| PARE, MONTEJAR DIMALANTA | MUNICIPAL SECURITIES PRINCIPAL | 2731190 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL / AML COMPLIANCE OFFICER | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
Regulatory Event
2Civil Event
1Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Benjamin Cunningham's CRS (Customer Relationship Summary).
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