Nicholas A. Danna

ADG WEALTH MANAGEMENT GROUP

METAIRIE, LA 70005

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CRD#: 4571403

Professional summary

Nicholas Aloysius Danna IV, AIF®, who also goes by Nick Danna, is a registered financial advisor currently at ADG WEALTH MANAGEMENT GROUP, LLC located in Metairie, Louisiana and WEALTHHARBOR CAPITAL GROUP, LLC located in Metairie, Louisiana.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Nicholas has worked at 7 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Danna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ADG Wealth Management Group,LLC;433 Metairie Road,Ste 500,Metairie,LA 70037;office expense sharing partnership;member;2/1/2012;1 hr/month;<1 hr during trading;25% member/owner,financial and administrative management related to general office operations 2)ADG Wealth Management Group RIA;investment related;433 Metairie Road,Ste 500,Metairie,LA 70037;investment advisory services;member;1/1/2012;2 hrs/month;<1 during trading;25% member/owner-SEC registered investment advisor 3)Louisiana Fire Juniors;not investment related;1918 18th Street,Kenner,LA 70062;youth soccer club;soccer coach; board member; 1/2011;10 hrs/month;0 hrs during trading;youth soccer coach 4)Wealth harbor Capital Group;investment related;433 Metairie Rd,Ste 500,Metairie,LA 70005;registered investment advisor;investment advisor representative,partner;3/1/2019;5-10 hrs/month;<1 hr during trading;meeting with clients,investment management,etc

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Aloysius Danna IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 18, 2011 - Present

ADG WEALTH MANAGEMENT GROUP, LLC

Office #1: 433 Metairie Road, Suite 500, Metairie, LA 70005

RIA

CRD#: 132341

METAIRIE, LA

Current

June 25, 2019 - Present

WEALTHHARBOR CAPITAL GROUP, LLC

Office #1: 433 Metairie Rd Suite 500, Metairie, LA 70005

RIA

CRD#: 118614

METAIRIE, LA

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 433 Metairie Road Suite 500, Metairie, LA 70005

RIA

CRD#: 23131

METAIRIE, LA

Past

August 8, 2011 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

METAIRIE, LA

Past

June 3, 2009 - August 12, 2011

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

May 16, 2003 - August 12, 2011

STERNE, AGEE & LEACH, INC.

CRD#: 791

NEW ORLEANS, LA

Past

August 22, 2002 - May 12, 2003

CAPITAL ONE SECURITIES, INC.

CRD#: 44158

NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADG WEALTH MANAGEMENT GROUP, LLC

CRD#: 132341 / SEC#: 801-81006

RIA

Registered Investment Advisory firm - (2/25/2015 Approved)

Louisiana

Registered Investment Advisory firm - (3/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Louisiana
(8/18/2011)

Louisiana
(8/23/2024)

New Hampshire
(8/23/2024)

IAR

Texas
(2/25/2015)

Texas
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 2/15/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 1/18/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 8/21/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ADG WEALTH MANAGEMENT GROUP, LLC

CRD#: 132341 / SEC#: 801-81006

RIA

Registered Investment Advisory firm - (2/25/2015 Approved)

Louisiana

Registered Investment Advisory firm - (3/2/2015 Terminated)

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Contact information

Main Address

433 Metairie Road, Suite 500, Metairie, LA 70005

Mailing Address

Phone number

(504) 267-9880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,235
AUM (Assets Under Management)	$ 309,647,951

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas A. Danna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Aloysius Danna IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHHARBOR CAPITAL GROUP, LLC

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

INTL ADVISORY CONSULTANTS INC.

STERNE, AGEE & LEACH, INC.

CAPITAL ONE SECURITIES, INC.

Primary Firm SEC Registration

ADG WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2009

SIE

Date: 10/1/2018

Series 87

Date: 2/15/2005

Series 86

Date: 1/18/2005

Series 7

Date: 8/21/2002

FINRA

Current Firm

ADG WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADG WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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