Jack W. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Wayne Young was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 2002. Jack had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2011 - September 25, 2012
LEGEND ADVISORY, LLC
October 14, 2011 - September 25, 2012
LEGEND EQUITIES CORPORATION
August 29, 2008 - November 11, 2011
GROVE POINT INVESTMENTS, LLC
August 29, 2008 - November 11, 2011
GROVE POINT INVESTMENTS, LLC
February 22, 2007 - September 10, 2008
GUNNALLEN FINANCIAL, INC
February 21, 2007 - September 10, 2008
GUNNALLEN FINANCIAL, INC
February 2, 2006 - February 8, 2007
INVESTMENT CENTERS OF AMERICA, INC.
January 31, 2006 - December 31, 2006
INVESTMENT CENTERS OF AMERICA, INC.
October 9, 2002 - October 18, 2004
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
