EB
Eric J. Bludau
AE WEALTH MANAGEMENT
Hallettsville, TX 77964
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CRD#: 4570957
EB
Professional summary
Eric James Bludau is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Hallettsville, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TEAM Retirement Solutions LLC; Yes Investment Related; 106 North LaGrange St, Hallettsville, TX 77964; Insurance Sales; POSITION Managing Partner; START DATE: 10/2009; Approx. 160 hours a month; Approx. 130 hours during trading; Insurance Sales and Services. 2) Bludau Ranches LP, Not Investment Related; 1278 CR 187, Hallettsville, TX 77964, Partner/Ranch Hand, POSITION: Part Owner; Start Date: 12/2015; Approx. 4 hours a month; Approx. 0 hours during trading; Maintain the ranch. 3) Eric Bludau; Not Investment Related; 106 N LaGrange St, Hallettsville, TX 77964; Commercial Rental Property; POSITION: Property Owner; Start Date: 01/2019; Approx. 1 hour a month; Approx. 0 hours during trading; Maintain office building and collect rent. 4) Estate planning document services, 51 W. 3rd St #110, Temple AZ 85281, United States , Investment Related: No, Position: Facilitator, Duties: Introduce, coordinate, and provide access to platform for clients to prepare estate planning documents, Start Date: 09/2025, Approx hours per month: 01, Hours during trading: 01. 5) Lazy B Cattle Company; Not Investment Related; 1278 CR 187, Hallettsville TX 77964; Cattle Ranch; Member; Start Date: 10/2025; Approx. 0 hours a month; Approx. 0 hours during trading; I will have no involvement unless something happens to my father. In the event of a health condition, accident or death, he would like for me to pay and outstanding bills associated with the LLC. 6) Lazy B Ranches; Not Investment Related; 1278 CR 197, Hallettsville TX 77964; Cattle Ranch; Member; Start Date: 10/2025; Approx. 0 hours a month; Approx. 0 hours during trading; I will have no involvement unless something happens to my father. In the event of a health condition, accident or death, he would like for me to pay and outstanding bills associated with the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Eric James Bludau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2024 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 106 N Lagrange St, Hallettsville, TX 77964Office #2: 17080 Highway 46 W Ste 108f, Spring Branch, TX 78070Office #3: 5606 N Navarro St Ste 207, Victoria, TX 77904-1758RIA
CRD#: 282580
Hallettsville, TX
Past
June 19, 2013 - May 30, 2017
ISC ADVISORS, INC.
RIA
CRD#: 166586
HALLETTSVILLE, TX
Past
April 23, 2013 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
RIA
CRD#: 20291
HALLETSVILLE, TX
Past
January 29, 2013 - May 30, 2017
INSTITUTIONAL SECURITIES CORPORATION
BD
CRD#: 20291
HALLETSVILLE, TX
Past
June 6, 2005 - October 26, 2011
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
HALLETTSVILLE, TX
Past
August 9, 2002 - July 21, 2011
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
HALLETTSVILLE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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