Carl A. Valimont

DENALI WEALTH MANAGEMENT

Mequon, WI 53092-5047

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CRD#: 4570934

Professional summary

Carl Allen Valimont is a registered financial advisor currently at DENALI WEALTH MANAGEMENT, INC. located in Mequon, Wisconsin.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Carl has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Allen Valimont's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2010 - Present

DENALI WEALTH MANAGEMENT, INC.

Office #1: 1325 W Towne Square Road, Mequon, WI 53092-5047

RIA

CRD#: 153323

Mequon, WI

Past

April 1, 2010 - March 31, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

GLENDALE, WI

Past

February 28, 2005 - April 12, 2010

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MILWAUKEE, WI

Past

February 10, 2005 - April 12, 2010

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MILWAUKEE, WI

Past

November 11, 2004 - November 11, 2004

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MILWAUKEE, WI

Past

March 7, 2000 - December 31, 2004

INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 106016

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DENALI WEALTH MANAGEMENT, INC.

CRD#: 153323 / SEC#: 801-71260

RIA

Registered Investment Advisory firm - (3/29/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(4/1/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/25/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/15/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/9/2005

General Securities Representative Examination

Current Firm

DENALI WEALTH MANAGEMENT, INC.

CRD#: 153323 / SEC#: 801-71260

RIA

Registered Investment Advisory firm - (3/29/2010 Approved)

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Contact information

Main Address

1325 W Towne Square Road, Mequon, WI 53092-5047

Mailing Address

Phone number

(414) 978-0020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2 (2/19/2025)

Regulatory assets under management

Total Number of Accounts	376
AUM (Assets Under Management)	$ 182,964,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carl A. Valimont

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Allen Valimont's CRS (Customer Relationship Summary).

Certified licenses

Experience

DENALI WEALTH MANAGEMENT, INC.

PURSHE KAPLAN STERLING INVESTMENTS

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

INVESTMENT ADVISORY SERVICES, LLC

Primary Firm SEC Registration

DENALI WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2005

Series 65

Date: 12/15/1999

Series 7

Date: 2/9/2005

Current Firm

DENALI WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DENALI WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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