Allan K. Malina

SERVUS CAPITAL MANAGEMENT

Lynchburg, VA 24502

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CRD#: 4570812

Professional summary

Allan Kenneth Malina is a registered financial advisor currently at SERVUS CAPITAL MANAGEMENT located in Lynchburg, Virginia.

Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Allan has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Kenneth Malina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2009 - Present

SERVUS CAPITAL MANAGEMENT

Office #1: 1922 Graves Mill Road Upper Level, Lynchburg, VA 24502

RIA

CRD#: 150195

Lynchburg, VA

Past

March 23, 2005 - June 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTESVILLE, VA

Past

March 16, 2005 - June 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTESVILLE, VA

Past

October 25, 2002 - January 10, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ROANOKE, VA

Past

October 11, 2002 - January 10, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/5/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/24/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 1/20/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/10/2002

General Securities Representative Examination

Current Firm

SERVUS CAPITAL MANAGEMENT

SERVUS CAPITAL MANAGEMENT | SERVUS CAPITAL MANAGEMENT LLC

CRD#: 150195 / SEC#: 801-70135

RIA

Registered Investment Advisory firm - (9/28/2017 Terminated)

Ohio

Registered Investment Advisory firm - (12/2/2021 Terminated)

Virginia

Registered Investment Advisory firm - (7/26/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1922 Graves Mill Road Upper Level, Lynchburg, VA 24502

Mailing Address

Phone number

(434) 316-0246

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	224
AUM (Assets Under Management)	$ 28,134,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Allan K. Malina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Kenneth Malina's CRS (Customer Relationship Summary).

Certified licenses

Experience

SERVUS CAPITAL MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/24/2002

Series 31

Date: 1/20/2003

Series 7

Date: 10/10/2002

Current Firm

SERVUS CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SERVUS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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