Clifford F. Favrot

DUMAINE INVESTMENTS LLC

New Orleans, LA 70130-6101

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CRD#: 4570732

Professional summary

Clifford Freret Favrot, CFP®, who also goes by Cliff Freret Favrot, is a registered financial advisor currently at DUMAINE INVESTMENTS LLC located in New Orleans, Louisiana.

Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Clifford has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cliff Freret Favrot

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DUMAINE INVESTMENTS LLC PROVIDES ADVISORY SERVICES TO CDJ APARTMENTS LLC. CLIFFORD F. FAVROT, SOLE MEMBER AND INVESTMENT ADVISER REPRESENTATIVE OF DUMAINE INVESTMENTS LLC IS A NON-CONTROLLING MINORITY OWNER OF CDJ APARTMENTS LLC WITH WHOM HE HAS A FAMILY RELATIONSHIP. MR. FAVROT PROVIDES ADVISORY SERVICES, MAINTAINS A NON-CONTROLLING MINORITY OWNERSHIP AND HAS A FAMILY RELATIONSHIP WITH CDJ APARTMENTS LLC. AS A RESULT, A POTENTIAL CONFLICT OF INTEREST EXISTS. HOWEVER, AS A FIDUCIARY, MR. FAVROT HAS A DUTY TO TREAT ALL CLIENTS SIMILARLY, AND WILL NEVER PUT HIS INTERESTS AHEAD OF THE INTERESTS OF DUMAINE'S OTHER CLIENTS. MR. FAVROT DOES NOT RECEIVE COMPENSATION AS AN NON-CONTROLLING MINORITY OWNER OF CDJ APARTMENTS LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifford Freret Favrot's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

December 13, 2019 - Present

DUMAINE INVESTMENTS LLC

Office #1: 650 Poydras Street Suite 1010, New Orleans, LA 70130-6101

RIA

CRD#: 306481

New Orleans, LA

Past

February 10, 2004 - January 10, 2020

DELTA FINANCIAL ADVISORS, L.L.C.

RIA

CRD#: 122092

NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUMAINE INVESTMENTS LLC

CRD#: 306481 / SEC#: 801-117762

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(12/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

DUMAINE INVESTMENTS LLC

CRD#: 306481 / SEC#: 801-117762

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

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Contact information

Main Address

650 Poydras Street Suite 1010, New Orleans, LA 70130-6101

Mailing Address

Phone number

(504) 521-7350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DUMAINE INVESTMENTS FORM ADV PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	343
AUM (Assets Under Management)	$ 204,054,910

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clifford F. Favrot

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifford Freret Favrot's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUMAINE INVESTMENTS LLC

DELTA FINANCIAL ADVISORS, L.L.C.

Primary Firm SEC Registration

DUMAINE INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Current Firm

DUMAINE INVESTMENTS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUMAINE INVESTMENTS LLC

TRUST BUT VERIFY

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