Anthony V. Rizzutto

RIZZUTTO FINANCIAL ADVISORS

CRD#: 4570712

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Professional summary

Anthony Vince Rizzutto is a registered financial advisor currently at RIZZUTTO FINANCIAL ADVISORS .

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Anthony has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Vince Rizzutto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2011 - Present

RIZZUTTO FINANCIAL ADVISORS

RIA

CRD#: 119971

Past

October 22, 2002 - July 21, 2003

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/9/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/21/2002

General Securities Representative Examination

Current Firm

RIZZUTTO FINANCIAL ADVISORS

RIZZUTTO CONSULTING, LLC | RIZZUTTO FINANCIAL GROUP | RIZZUTTO FINANCIAL ADVISORS

CRD#: 119971 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/15/2003 Approved)

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Contact information

Main Address

Baton Rogue, LA

Mailing Address

Phone number

(225) 892-1850

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 6,135,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony V. Rizzutto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Vince Rizzutto's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIZZUTTO FINANCIAL ADVISORS

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2002

Series 7

Date: 10/21/2002

Current Firm

RIZZUTTO FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIZZUTTO FINANCIAL ADVISORS

TRUST BUT VERIFY

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